1.9. Intermediate generalisations
In T 25/03 the board stated that extracting isolated features from a set of features which had originally been disclosed in combination would only be justified in the absence of any clearly recognisable functional or structural relationship among said features (see e.g. T 1067/97). The board concluded that since claim 1 at issue resulted from the extraction of isolated steps from the specific combination (here a sequence of steps) disclosed as essential for obtaining the desired result in the embodiment of Figure 4, and since the appellant had not referred to other parts of the application as filed that could support the proposed amendment, and no such parts had been identified by the board, claim 1 as amended in accordance with the first auxiliary request did not meet the requirements of Art. 123(2) EPC 1973. An example with the opposite conclusion, that is, in which the board held that the skilled person would consider the omitted features to be non-essential for the identified technical effects, can be found in T 1601/16 (albeit without reference to the criterion stipulated in T 1067/97).
In T 582/91, the respondent (opponent) was of the opinion that when restricting a granted claim by introducing subject-matter from the dependent claims all the features of the dependent claims in question should be incorporated in the new independent claim. Contrary to this opinion the board considered that one feature of a dependent claim could be readily combined with a preceding independent claim as long as the skilled person recognised that there was clearly no close functional or structural relationship between the one feature of that dependent claim and its other features, or between that one feature and the teaching of other dependent claims referred to in that dependent claim. If this was the case, no objections under Art. 123(2) EPC 1973 arose (see also T 938/95).
In the consolidated cases T 1500/07, T 1501/07 and T 1502/07, the board applied the established case law of the boards of appeal concerning Art. 123(2) EPC to the case of Art. 76(1) EPC 1973. The board stressed that where newly claimed subject-matter was based on the extraction of features in isolation from a set of features originally disclosed in combination (e.g. in a specific embodiment in the description) the criterion that this subject-matter had to be directly and unambiguously derivable by the skilled person from the original disclosure was met, if there was no clearly recognizable functional or structural relationship between the features, i.e. when they were not inextricably linked. What is decisive is determining which specific combinations of features were originally taught by the parent, and whether the skilled person recognises immediately and unequivocally from the totality of the disclosure when read contextually and using his common general knowledge that, and which, certain features are incidental to the proper functioning of these specific embodiments, and that these can be dispensed with without consequence for the remaining features. In the case before the board, the fact that the claimed features were not given any special prominence, and that they were functionally and structurally bound to the other, remaining features indicated that these criteria were not met.
In T 1469/15 the board saw no structural or functional relationship between the extracted feature and the remaining features of the combination. This conclusion was not invalidated by the appellant-opponent's observation that the claim covered non-disclosed hypothetical embodiments. The relevant question when assessing compliance with Art. 76(1) or Art. 123(2) EPC was whether an amendment added new subject-matter, i.e. new information.
A further example of a clearly recognisable functional or structural relationship between the isolated feature(s) and the other features of a set of features originally disclosed in combination can be found in T 833/16. In this case the features in question were the two characteristics defining a type of magnetic signal generated by the coil disclosed in the application. There was no disclosure, explicit or implicit, that the omitted feature was merely optional or preferred.
In T 886/15 the board examined whether the embodiments disclosed in certain figures could constitute, on their own, a sufficient basis for the features added in claim 1 of the main request. The board recalled that the selection of some features from a group of features originally disclosed in combination is allowable under Art. 123(2) EPC if the selected and omitted features are neither structurally nor functionally linked. The board held that, in the case in hand, in the absence of any indication, in the drawing and the corresponding portion of the description, as to the effects resulting from the relevant feature, it was impossible to recognise whether the above conditions for selecting a feature from its context were fulfilled. According to the board, a further consequence was that it was impossible for the skilled person to recognise what purpose was meant to be achieved by the selected features in the context of the invention. They thus could not be considered to be the deliberate result of technical considerations directed to the solution of the technical problem involved (cf. T 398/00, see chapter II.E.1.13.2 "Schematic drawings" below).
- T 1762/21
Catchword:
For assessing an intermediate generalisation in an amended claim for compliance with Article 123(2) EPC it has to be established whether, because of this generalisation, the subject-matter of the claim extends beyond what was, be it explicitly or implicitly, directly and unambiguously disclosed to the person skilled in the art using common general knowledge in the application as filed. This is the "gold" standard for assessing any amendment for its compliance with Article 123(2) EPC (G 2/10, point 4.3 of the Reasons). If an amended claim comprises only some features of an originally disclosed combination and the features left out of the claim were understood, by the person skilled in the art, to be inextricably linked to the claimed ones, the claim includes subject-matter extending beyond the application as filed. This is the case if the person skilled in the art would have regarded the omitted features to be necessary for achieving the effect associated with the added features. In such a situation the amended claim conveys the technical teaching that the effect can be obtained with the claimed features alone, which is in contrast with and extends beyond the original disclosure that the whole combination of features was needed. The criteria for assessing the validity of a priority for the subject-matter of a claim as set out in G 2/98, no matter whether or not the claim includes intermediate generalisations, correspond to the "gold" standard for assessing any amendment for its compliance with Article 123(2) EPC. In view of Article 88(4) EPC, it is not required that this subject-matter be disclosed in the form of a claim or in the form of an embodiment or example specified in the description of the application from which the priority is claimed. In the passage in point 4 of the Reasons of G 2/98 these items, as derived from the expression "in particular", are simply listed as exemplary parts of the application documents. (Reasons, points 2.4 and 3.2)