4.3. Standard of proof
Decision T 421/14 recalled that, according to the case law of the boards of appeal, the usual standard of proof was the overall balance of probabilities. The stricter standard of proof "beyond all reasonable doubt" had been used, exceptionally, in cases of public prior use where all the supporting evidence lay within the power and knowledge of the opponent. The issue of public prior presentation of posters or slides had, as a rule, been assessed in line with the requirements for public prior use. However, in the case of documents C30 (poster) and C31 (slide presentation), whose public availability was at issue in T 421/14, they were the patent proprietor's own documents.
In T 1210/05 the board concluded that the contested prior disclosure via the public display of a poster identical to document (1) at an Edinburgh congress had not been sufficiently established, i.e. beyond all reasonable doubt, based on the following considerations: the fact that the various means of evidence, namely the submitted documents, the affidavits of the witnesses as well as their oral testimony, did not contradict each other was not sufficient to meet the required standard of proof. Furthermore, the finding of the opposition division rested exclusively on the testimony of one of the witnesses. No independent evidence (in writing or by other persons) was available to support it. This did not mean that the written and oral testimony of the witness was per se insufficient. However, the board stated that there had to be good reasons for treating this evidence alone as having established the facts beyond any reasonable doubt. See also T 729/05, in which evidence in support of disclosure of a poster was found to fall within the patent proprietor's sphere of influence.
In T 2338/13, which likewise concerned information disclosed on a poster displayed at a conference, the primary evidence of the alleged prior use (A3, a copy of a PowerPoint presentation) was in the possession of a witness who had been contacted by an anonymous friend referred to by the appellant (opponent) as a third party. The appellant was unable to specify how the witness, this third party and he were connected and the board held that he had to bear the consequences of this lack of information and that A3 thus had to be deemed to lie within his power and knowledge. The witness being likewise considered to fall within his sphere of influence, he also bore the burden of proving that A3's content had been made publicly available beyond any reasonable doubt. The board concluded that A3's content had indeed been disclosed in the form of a poster, but discrepancies between the witness's statutory declarations and his oral testimony cast doubt on the reliability of his evidence. The appellant not having proved his case beyond reasonable doubt, the board disregarded A3 when assessing patentability.
T 1057/09 concerned a "diploma thesis" whose content was allegedly disclosed inter alia during an oral presentation before the priority date of the patent in suit (ephemeral – beyond any reasonable doubt).
In T 1212/97 the opponent had submitted that the invention had been made available to the public at a lecture given some days before the priority date to an audience of some 100 to 200 persons. The question to resolve was whether there was any safe and satisfactory evidence regarding the content of what had been made available to the public at the lecture. The board did not consider evidence from the lecturer alone to be satisfactory evidence as to what had been made available to the public at the lecture. Even an audio or video tape recording made of the lecture, unless publicly available, would have to be treated with caution, if several hearings or viewings were necessary to extract all the information (see also T 428/13 and T 2003/08 of 31 October 2012 date: 2012-10-31 below).
In T 2003/08 of 31 October 2012 date: 2012-10-31 the board observed that, in contrast to a written document the contents of which are fixed and can be read again and again, an oral presentation is ephemeral. Therefore, the standard of proof for ascertaining the contents of an oral disclosure is high. T 1212/97 could not be interpreted as setting an absolute standard for the amount of evidence necessary to prove the contents of an oral disclosure. In the present case evidence from the lecturer and a member of the audience, provided by them in the form of both affidavits and oral testimony, was not considered by the board to prove beyond reasonable doubt that the subject-matter of the claim was disclosed during the lecture (see also T 12/01 about oral presentations; T 667/01 about declaration of the presenter as to the content of his oral presentation usually not sufficient and T 1057/09 about the alleged availability of a "diploma thesis" whose content was allegedly disclosed inter alia during an oral presentation before the priority date of the patent in suit).
Decision T 1212/97 was also cited in T 421/14, with the respondent (patent proprietor) arguing that both the poster C30 and slide presentation C31 involved "ephemeral" oral presentations, which meant that the standard of proof for ascertaining the content of the oral disclosure had to be higher as per T 1212/97. The board in T 421/14 found this argument unconvincing, at least for the poster (printed and therefore fixed content), since T 1212/97 dealt with the alleged information content of an orally delivered lecture without a written complement in the form of a script, handout or later publication. The respondent's own statement left little room for doubt that C30 had been disclosed to the public; it was therefore down to it to show that this was not the case. The respondent did not provide any first-hand evidence, and its argument was speculative and not persuasive. On the overall balance of probability, the poster C30 was considered to form part of the prior art. The situation was different for the slide presentation C31; there was no evidence on file from which it could be inferred that C31 had been handed out in printed form at the conference, or that all of the slides had been shown to an audience (no evidence regarding the manner or speed of the oral presentation). Irrespective of the standard of proof applied, the content of C31 could not be considered to be prior art.
The board in T 843/15 held that a copy of a PowerPoint presentation could establish a presumption as to the presentation's content but was not enough on its own to guarantee that the content had been presented in full and, if so, comprehensibly. It was therefore generally necessary to submit further evidence such as affidavits or written notes from attendees or a handout distributed to the audience.
In decision T 335/15, it was concluded that the content of document E10.2 (PowerPoint presentation) had been made available to the public. The board held that, while T 843/15 dealt with issues similar to those in the case in hand, the circumstances had been different. The presenter here had confirmed that they had shown every page, which had not been the case in T 843/15. Moreover, the PowerPoint presentation at issue here related to rather simple technical subject-matter, and the content of the photographs presented was immediately clear. As to the likewise cited decision T 1553/06, the board found it was irrelevant because it related to online publications (whether a document with a specific URL had remained accessible for enough time) and not to a presentation to a professional audience. On the issue of evidence, the patent proprietor had raised various doubts about how the presentation had been given, but the board, noting that it could have filed additional evidence to support its assertions, held it was not enough merely to dispute the evidence already on file
In T 1625/17, having reviewed all the facts and evidence, the board was convinced that it had been proven beyond reasonable doubt that handouts of the presentation slides had been made available to the audience and thus to the public, as supported by the declaration (affidavit) of the presenter. The case was different from T 1212/97 and T 667/01, referred to by the parties, since those cases concerned the issue of ascertaining the contents of an oral presentation in the absence of a handout distributed to the audience.