3. Substantive examination of opposition
R. 76(1) EPC (Art. 99(1) EPC 1973) provides, inter alia, that "notice of opposition shall be filed in a written reasoned statement". R. 76(2)(c) EPC (R. 55(c) EPC 1973) requires the notice of opposition to contain, inter alia, "a statement of the extent to which the European patent is opposed" (see also in this chapter IV.C.2.2.6).
In G 9/91 (OJ 1993, 408) the Enlarged Board clarified that the power of an opposition division or a board of appeal to examine and decide on the maintenance of a European patent under Art. 101 and 102 EPC 1973 (now merged in Art. 101 EPC) depends on the extent to which the patent is opposed in the notice of opposition (R. 55(c) EPC 1973; R. 76(2)(c) EPC). However, this principle is subject to a restriction: even if the opposition is expressly directed only against the subject-matter of an independent claim in a European patent, claims which depend on any such independent claim can nonetheless also be examined as to their patentability if the independent claim is eliminated in opposition or appeal proceedings, provided that the validity of these dependent claims is put in doubt prima facie by the information which is already available (cf. also T 443/93, T 31/08; the principles set out in G 9/91 have been followed by subsequent case law, e.g. T 1019/92, T 1066/92, T 711/04, T 1350/09; see also T 525/96 and T 907/03 in respect of claims of an auxiliary request).
If in a request the claims against which the opposition was directed have been deleted, that request and its subject-matter are allowable, because they are not a subject of the opposition proceedings (see e.g. T 2278/14).
The statements in the notice of opposition relevant to the extent to which the European patent is opposed should be interpreted in such a way that an addressee would understand them, taking into account the surrounding circumstances (T 376/90, OJ 1994, 906; see also T 1/88, in which the board based its interpretation of equivocal procedural acts on the "objective value of the declaration"; for a case where the accompanying letter contradicted the indication in Form 2300, see T 570/14).
In the light of G 9/91, the board in T 376/90 doubted that the general practice of interpreting the absence of such statements as an indication of the opponent's intention to oppose the patent concerned in its entirety could be continued. See however also T 764/06, in which the board concluded from the absence of a statement under R. 55(c) EPC 1973 that the patent was opposed only to a certain extent that the patent in suit was opposed in its entirety.
In T 938/03 the board highlighted that the extent to which a patent was opposed did not depend on the second requirement under R. 55(c) EPC 1973 (R. 76(2)(c) EPC), namely the indication of the grounds of opposition and the facts, evidence and arguments in support of these grounds. Rather, the extent to which a European patent is opposed was exclusively determined by what has been implicitly (see T 376/90, OJ 1994, 906) or explicitly indicated (in the case at issue by ticking the relevant box in EPO form 2300). See, however, the different opinion in T 737/92, requiring that claims are actually opposed, as distinct from being merely formally mentioned in the notice of opposition.
- T 809/21
Catchword:
In a case where the patent is not opposed in its entirety, the opposition being directed at certain claims only, and where the Opposition Division decides that all of the proprietor's requests in relation to the opposed claims must fail, only the unopposed claims, which are not part of any opposition proceedings, are left standing. Hence, provided the requirements of Rule 82(1) EPC are met (either during oral proceedings or, in a written procedure, by means of a separate communication), the patent may be maintained on the basis of the unopposed claims, irrespective of whether the proprietor has filed an explicit request for this during the proceedings. Such a request would, in fact, be superfluous, since the unopposed claims have been granted and are not the subject of any opposition. The unopposed claims of the granted patent are therefore always available to the proprietor as the minimum basis on which the patent may be maintained (Reasons, point 5.2).
- Annual report: case law 2022
- Summaries of decisions in the language of the proceedings