1.3. Standard for assessing compliance with Article 123(2) EPC
Any amendment can only be made within the limits of what a skilled person would derive directly and unambiguously, using common general knowledge, and seen objectively and relative to the date of filing, from the whole of the documents as filed (G 2/10, "gold standard", see above chapter II.E.1.3.1).
The board in T 1269/06 held that, for the assessment of whether, contrary to Art. 100(c) EPC 1973, the subject-matter of the patent extends beyond the content of the application as filed, the key question is whether the amendments made in the description, or – as in the case at issue – the claims, did indeed provide the skilled person with additional, technically relevant information which was not contained in the original application documents. This cannot be inferred from the fact alone that terms not present in the application documents were subsequently introduced, or from a purely semantic analysis of the contested passages. Instead, the party or department raising the objection must be able to identify clearly the technical teaching as such which has supposedly been added.
In T 99/13 the board recalled, in line with the case law (see T 667/08, T 1269/06, quoted in the decision; see also e.g. T 988/91, T 494/09), that the assessment of the requirements of Art. 123(2) EPC should be done on the same basis as for all other patentability issues (e.g. novelty and inventive step), namely from the standpoint of the skilled person on a technical and reasonable basis avoiding artificial and semantic constructions. The skilled person, reading claim 1 as originally filed from the standpoint of a technician working in the field, would read the broad condition expressed therein with regard to the viscosity measurement, as a condition to be met at the temperature of use of the claimed formulation and would turn to the description to find further information in this respect. See also T 2255/12 which guards against an overly formalistic approach in which more emphasis is given to the literal content of the original application rather than the technical information that it conveys. In the same vein, see T 1690/15. See also T 195/20.
Literal support for amendments in a patent application is not required under Art. 123(2) EPC, insofar as the amended or added features reflect the technical information that the skilled person reading the original disclosure would have derived from its content (description, claims and drawings) considered in its entirety (T 1728/12 citing decision T 667/08; see also T 1731/07, T 45/12, T 801/13, T 1717/13 and T 640/14). See also in this chapter II.E.1.3.3 "Implicit disclosure" below.
In T 1717/13 the board noted that the respondent/opponent's objections primarily pointed to differences in the wording between the application as filed and the claim amendments. It was, however, generally accepted that for the purposes of Art. 123(2) EPC an explicit basis for an amendment in the original application documents was not required as long as the amendment was clearly and unambiguously derivable, using common general knowledge, from the application as filed.
The board in T 2619/11 took the view that the focus of the first-instance decision was disproportionately directed to the structure of the claims as filed to the detriment of what was really disclosed to the skilled person by the documents as filed. The application was directed to a technical audience rather that to a philologist or logician, for which audience an attempt to derive information from the structure of dependent claims would lead to an artificial result. T 1363/12 considered that T 2619/11 did not lay down a new test (namely, of what was "really disclosed" to the skilled person) different from the "gold standard" (see in this chapter II.E.1.3.1) (see also T 938/11). See also T 1194/15 (referring to T 2619/11) which accepted in the case at issue that the incorporated features were disclosed in the application as filed as a general disclosure applicable to all embodiment of the invention and considered the contrary approach adopted by the appellant/opponent as very formalistic, without taking into account the type of audience to which the patent is directed.
In T 113/16 the board recalled (with reference to the "Case law of the Boards of Appeal", 8th edition 2016, chapter II.A.6.1) that in interpreting claims, in order to determine their content, the skilled person read them with synthetic propensity, building up rather than tearing down – with the aim of making technical sense of their wording and in a way that takes account of the whole disclosure of the patent. Claims are thus read with a mind willing to understand, contextually, and using normal reading skills. The same naturally applied to the description and drawings, bearing in mind their purpose to describe or illustrate by detailed examples the basic concept of an invention claimed. Thus, the skilled person approaches claims, description and drawings as integral and connected parts of a whole disclosure. This applied also to determining the contents of the application as filed. See also T 488/16 and T 516/18. However, see T 916/15, in which the board took the view that the jurisprudence of the boards of appeal referring to "a mind willing to understand" did not apply for the purpose of assessing the allowability of amendments under Art. 123(2) EPC.
A new definition differing from the standard definition known by the skilled person does not add subject-matter, if there is pertinent disclosure in the application as a whole (T 1598/18).
- T 532/20
Catchword:
In general, an auxiliary request which is directed to a combination of granted dependent claims as new independent claim, and filed after the statement of grounds or the reply thereto, will be an amendment of the party's appeal case within the meaning of Article 13 RPBA 2020. See reasons 9. A skilled person assessing the contents of the original application documents uses his technical skill. If they recognise that certain elements of the original application documents are essential for achieving a technical effect then adding that technical effect to a claim without also adding the essential elements can create fresh subject-matter even if the essential elements are originally portrayed as being optional. See reasons 3.6.3.
- T 367/20
Catchword:
To assess whether an amended patent claim contains added subject-matter under Article 123(2) EPC, the claimed subject-matter must first be determined by interpreting the claim from the perspective of the person skilled in the art. In a second step, it must be assessed whether that subject-matter is disclosed in the application as filed (Reasons 1.3.8 to 1.3.10).
- 2023 compilation “Abstracts of decisions”