R 0007/18 04-02-2019

Reasons for the Decision

1. The petitioner's objections

1.1 The petitioner's objections primarily concern alleged violations of its right to be heard in connection with the discussion of its request that the case be remitted to the opposition division for the consideration of inventive step. In particular, the petitioner claims that it had not been heard on certain reasons given orally by the Chairman during oral proceedings and/or in the written decision for not allowing its request for remittal:

(a) The fact that the opposition division had already given preliminary views on documents D1 and D4 appeared to be, from point 4.3 of the decision under review, the main point on which the Board of Appeal based its decision not to remit. This was not discussed in this context (point 33 of the petition).

(b) On the need for procedural economy, given in the decision under review as a reason for not remitting the case, the petitioner had also not been heard (point 32 of the petition).

(c) The Chairman of the Board of Appeal, when giving the decision not to remit, commenced his announcement with a reference to the request for accelerated processing. The question of accelerated processing had never been a subject of discussion and could therefore not form a basis for the decision not to remit (points 18, 27 of the petition).

1.2 The refusal of a remittal cannot per se be a ground for allowing a petition. Only if a party has not been sufficiently heard on the issue of remittal, the refusal of a remittal can lead to a ground for a petition under Article 112a(2)(c) in connection with Article 113 EPC (see, e.g., R 2/16 of 28 October 2016, reasons point 3). This seems to be acknowledged by the petitioner who focuses on the procedure which led to the decision not to remit the case to the opposition division (points 24/25 of the petition).

1.3 In the petition (page 1), it was further argued that additional fundamental procedural defects than a violation of Article 113 EPC occurred at the oral proceedings before the Board of Appeal. In this context, the Enlarged Board notes that Rule 104 EPC contains an exhaustive list of other fundamental procedural defects on which a petition may be based under Article 112a(2)(d) EPC (R 1/08 of 15 July 2008, reasons point 2.1; R 16/09 of 19 May 2010, reasons point 2.3.5). The petitioner does not rely on any of the specific procedural defects listed in Rule 104 EPC (failure to arrange for requested oral proceedings and failure to decide on a relevant request). The Enlarged Board therefore does not see a need to consider Article 112a(2)(d) EPC.

2. Admissibility of the petition

2.1 The petition was filed and the corresponding fee was paid within the applicable time limit of Article 112a(4) EPC (see above point I). The formal requirements of Rule 107(1) and (2) EPC have been complied with, and the petitioner is adversely affected by the decision under review.

2.2 As a further requirement for admissibility, the Enlarged Board has to assess whether the obligation to raise an objection under Rule 106 EPC has been complied with. Under said provision, a petition for review is admissible only where an objection in respect of the procedural defect was raised during the appeal proceedings and dismissed by the Board of Appeal. In the petitioner's view, this condition is fulfilled because the petitioner, during oral proceedings, immediately challenged the fact that its request for accelerated processing had not been discussed or otherwise presented as a basis for the decision not to remit when the Chairman referred to this acceleration request during the announcement of this decision (point 2 of the petition).

2.3 This intervention of the petitioner, however, cannot qualify as an objection under Rule 106 EPC in the Enlarged Board's view. The pertinent case law requires that an objection under Rule 106 EPC must be expressed in such a form that the board of appeal is able to recognize immediately and without doubt that such an objection - i.e. one which is additional to and distinct from other statements, in particular statements arguing or even protesting against the conduct of the proceedings or against an individual procedural finding - is intended (R 12/14 of 7 October 2016, reasons point 8). An objection under Rule 106 EPC is a strong means of a party, allowing it to trigger a re-evaluation of the board's conduct of the proceedings. It should immediately be recognisable as such by the board and it should also be reflected in the minutes of the oral proceedings. Even if the fact that a party's intervention is not reflected in the minutes of the oral proceedings is not indicative of whether such intervention was made or not, the lack of any reference to such intervention in the minutes is a strong sign showing that the intervention was not understood as an objection under Rule 106 EPC (see R 5/14 of 4 March 2015, reasons point 1.3.1; R 14/09 of 22 December 2009, reasons point 4; R 4/08 of 20 March 2009, reasons point 2.3).

2.4 When the petitioner mentioned that its request for accelerated processing had not been discussed in the context of the requested remittal, this intervention concerning a specific argument was, according to the petitioner, answered by the Chairman by assuring the parties that this was not the only reason. According to the petitioner, the Chairman also indicated that further evaluation was straightforward (point 18 of the petition). Apparently there was no follow-up from the petitioner after this explanation of the Chairman. Had the petitioner felt that it had not been sufficiently heard on the reasons for the non-remittal or on any other issue related to the remittal, another intervention, clearly recognisable as an objection under Rule 106 EPC, should then have been made by the petitioner.

2.5 In its letter of 4 January 2019 (point 6), the petitioner argued that a further discussion on the remittal took place but that the decision had already been taken so that there was nothing the petitioner could do at that stage. The Enlarged Board does not accept that nothing could be done at that stage. The objection under Rule 106 EPC could have been raised during these further discussions or even later during oral proceedings before the final decision was announced (see R 6/12 of 18 January 2013, reasons point 1.3.3; R 12/14 of 7 October 2016, reasons point 12).

2.6 For the above reasons, the Enlarged Board concludes that Rule 106 EPC has not been complied with and that the petition has to be rejected as clearly inadmissible.

3. Since the petition has to be rejected as being clearly inadmissible, its allowability does not need to be assessed.