ANNEXES
ANNEX 1
Decisions discussed in the Case Law Report 2017
I. | PATENTABILITY | |
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A. | Exceptions to patentability |
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1. | Essentially biological processes for the production of plants |
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| T 2323/11 3.3.04 24.01.17 | |
2. | Therapeutic methods |
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2.1 | Methods with both therapeutic and non-therapeutic indications |
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| T 158/13 3.3.10 17.11.16 T 44/12 3.2.02 11.01.17 | |
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B. | Novelty |
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1. | State of the art |
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| T 1090/12 3.5.06 29.06.17 | |
2. | Availability to the public |
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2.1 | Advertising brochure |
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| T 523/14 3.2.03 17.02.17 | |
2.2 | Public prior use |
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2.2.1 | Internal structure or composition of a product |
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| T 2048/12 3.3.06 19.01.16 | |
2.3 | Obligation to maintain secrecy |
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| T 1829/12 3.5.02 17.02.17 | |
2.4 | Making samples/products available for test purposes |
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| T 2068/15 3.3.09 25.01.17 | |
3. | Determining the content of the relevant prior art |
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3.1 | General rules of interpretation |
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| T 1658/12 3.4.03 06.04.17 | |
4. | First and second medical use |
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4.1 | Interpretation of "substance or composition" |
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| T 1758/15 3.2.08 11.07.17 | |
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C. | Inventive step |
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1. | Closest prior art |
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1.1 | Speculative character |
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| T 725/11 3.3.01 13.03.17 | |
2. | Assessment of inventive step |
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2.1 | Technical character of the invention |
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| T 630/11 3.5.01 13.07.17 | |
2.2 | Assessment of features relating to mathematical algorithms |
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| T 625/11 3.4.01 19.01.17 | |
2.3 | Example of lack of inventive step |
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| T 519/12 3.4.01 17.03.17 | |
3. | Secondary indicia in the assessment of inventive step |
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| T 1892/12 3.2.05 30.09.16 | |
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II. | PATENT APPLICATION AND AMENDMENTS | |
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A. | Claims |
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1. | Clarity of claims |
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| T 268/13 3.2.05 07.07.17 | |
2. | Interpretation of claims |
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| T 1513/12 3.4.01 21.09.17 | |
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B. | Unity of invention |
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1. | Unsearched subject-matter and applicability of Rule 137(5) EPC or former Rule 164(2) EPC |
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| T 145/13 3.4.03 10.02.17 | |
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C. | Sufficiency of disclosure |
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1. | The relationship between Article 83 and Article 84 EPC |
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| T 2290/12 3.2.05 13.10.16 | |
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D. | Priority |
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1. | Priority right of the applicant or his successor in title |
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| T 1201/14 3.5.05 09.02.17 | |
2. | Disclosure in the previous application as a whole – solution of the same problem |
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| T 1434/13 3.5.07 13.09.16 | |
3. | First application – identity of invention |
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| T 1525/12 3.5.07 23.03.17 | |
4. | Multiple priorities for one claim – partial priority – application of G 1/15 |
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| T 282/12 3.3.07 09.11.17 T 260/14 3.3.07 13.04.17 T 1519/15 3.2.01 03.08.17 | |
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E. | Amendments |
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1. | Article 123(2) EPC – added subject-matter |
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1.1 | Gold standard and essentiality test |
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| T 1852/13 3.2.05 31.01.17 T 2599/12 3.2.04 05.05.17 T 782/16 3.3.07 18.07.17 | |
1.2 | Ranges – setting a new end-point with a value that has not been expressly disclosed |
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| T 1986/14 3.3.10 11.10.16 | |
1.3 | Disclaimers |
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| G 1/16 18.12.17 | |
2. |
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2.1 | Extent of protection |
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| T 1896/11 3.4.01 25.11.16 | |
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F. | Divisional applications |
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1. | 1. Inadmissible extension – amending the description |
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| T 835/11 3.2.05 16.03.17 | |
2. | Language for filing divisional application |
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| J 13/14 3.1.01 13.12.16 | |
3. | Pendency of earlier application |
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| J 10/16 3.1.01 26.09.16 | |
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III. | RULES COMMON TO ALL PROCEEDINGS BEFORE THE EPO | |
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A. | The principle of the protection of legitimate expectations |
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1. | Contradictory acts |
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| T 1825/14 3.5.03 05.09.16 | |
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B. | Right to be heard |
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1. | Surprising grounds or evidence |
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| R 7/15 15.05.17 | |
1.1 | The meaning of "grounds or evidence" |
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| T 556/15 3.3.07 01.06.17 | |
2. | Text submitted or agreed by applicant (patent proprietor) – Article 113(2) EPC |
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2.1 | General |
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| T 1440/12 3.4.03 27.06.17 T 1477/15 3.2.02 23.02.17 | |
2.2 | Cases where the EPO is uncertain or mistaken about the approval of the text |
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| T 1104/14 3.3.06 23.05.17 | |
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C. | Oral proceedings |
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1. | Late submission of new facts and evidence in the preparation for oral proceedings – Rule 116 EPC (Rule 71a EPC 1973) |
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| T 1750/14 3.5.05 31.01.17 | |
2. | Doubt as to the nature of the request for oral proceedings |
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| T 1972/13 3.5.03 05.09.17 | |
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D. | Re-establishment of rights |
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1. | Right to file request for re-establishment of rights |
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| T 181/14 3.5.02 13.07.17 | |
2. | Loss of rights as a direct consequence by virtue of the EPC |
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| J 23/14 3.1.01 15.12.16 | |
3. | Admissibility of requests for re-establishment of rights |
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| T 1588/15 3.2.04 15.02.17 | |
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E. | Languages |
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1. | Translations |
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| T 1332/12 3.5.04 11.10.17 | |
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F. | Law of evidence |
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1. | Taking of evidence |
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1.1 | Time frame for submitting evidence |
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| T 545/08 3.5.07 24.03.17 | |
2. | Evaluation of evidence |
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2.1 | Witness testimony and written statements |
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| T 2057/13 3.2.06 19.06.17 T 1107/12 3.3.05 19.09.17 | |
2.2 | Archives and internet publications |
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| T 1711/11 3.4.01 09.11.16 T 545/08 3.5.07 24.03.17 | |
2.3 | Standard of proof |
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2.3.1 | Receipt of formal documents |
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| T 1/12 3.2.02 10.02.17 | |
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G. | Main and auxiliary requests |
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1. | Request not sufficiently defined |
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| T 1138/12 3.2.06 09.05.17 | |
2. | Withdrawal of request |
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| T 388/12 3.4.01 07.03.17 | |
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H. | Suspected partiality |
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| T 792/12 3.2.06 14.09.16 | |
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I. | Formal aspects of decisions of EPO departments |
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1. | Opposition division |
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| T 1049/11 3.5.07 10.05.17 | |
2. | Completion of the internal decision-making process |
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| T 1138/12 3.2.06 09.05.17 | |
3. | Department of first instance issues more than one decision |
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| T 1972/13 3.5.03 05.09.17 | |
4. | Examples of non-compliance with the requirements of Rule 111(2) EPC |
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| J 18/16 3.1.01 08.02.17 | |
5. | Decisions according to the state of the file |
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| T 737/11 3.5.07 13.03.17 | |
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J. | Notification |
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1. | Forms of notification |
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| T 1693/13 3.5.05 28.03.17 | |
2. | Spheres of risk and apportioning the burden of proof |
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| T 1934/16 3.2.06 21.08.17 T 2054/15 3.2.02 23.11.16 | |
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K. | Representation |
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1. | Legal practitioners entitled to act as professional representatives |
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| T 1846/11 3.4.02 27.10.16 | |
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IV. | PROCEEDINGS BEFORE THE EPO | |
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A. | Examination procedure |
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| T 2324/14 3.5.06 04.10.17 | |
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B. | Special features of opposition and appeal proceedings |
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1. | Apportionment of costs |
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1.1 | Acts or omissions prejudicing the timely and efficient conduct of oral proceedings |
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| T 2377/13 3.3.07 19.01.17 T 1699/15 3.2.04 20.12.16 T 258/13 3.2.07 11.01.17 | |
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C. | Opposition procedure |
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1. | Amendments in opposition proceedings |
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| T 2290/12 3.2.05 13.10.16 T 1758/15 3.2.08 11.07.17 | |
2. | Correction of the name of the opponent |
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| T 579/16 3.3.03 18.01.17 | |
3. | No consideration of late-filed evidence of public prior use |
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| T 1955/13 3.2.01 09.05.17 | |
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D. | Appeal procedure |
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1. | Filing and admissibility of appeal |
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1.1 | Entitlement to appeal – party adversely affected |
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| T 735/13 3.2.04 11.10.17 | |
1.2 | Entitlement to appeal – procedural status of the parties |
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| T 540/13 3.5.03 29.03.17 | |
1.3 | Form and content of notice of appeal (Rule 99(1) EPC) |
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| T 2561/11 3.2.05 04.07.16 | |
1.4 | Statement of grounds of appeal |
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| T 393/15 3.3.05 17.03.17 | |
2. | Interlocutory revision |
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| T 2445/11 3.5.07 02.05.17 | |
3. | Subject-matter under examination and non-opposed dependent claims |
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| T 2094/12 3.2.04 05.04.17 | |
4. | Review of first-instance decisions |
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4.1 | The boards' discretion |
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4.1.1 | Scope for reviewing discretion |
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| T 820/14 3.5.06 29.11.16 T 1816/11 3.4.03 22.11.16 | |
4.1.2 | Own discretion to admit submissions not admitted at first instance |
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| T 945/12 3.5.07 22.06.17 T 556/13 3.4.02 14.10.16 | |
4.2 | Review of an opposition division's discretionary decision (not) to admit a new ground for opposition |
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| T 1286/14 3.5.05 29.09.16 | |
4.3 | Review of discretion – stay of proceedings |
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| J 1/16 3.1.01 25.11.16 | |
5. | Late submission |
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5.1 | Late-filed documents |
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| T 2193/14 3.2.01 14.03.17 | |
5.2 | Unsubstantiated requests |
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| T 2598/12 3.5.03 04.08.17 | |
5.3 | Late-filed requests |
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5.3.1 | Response to new objections |
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| T 2227/12 3.5.02 04.05.17 | |
5.3.2 | Diverging versions of claims |
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| T 1903/13 3.4.02 27.04.17 | |
5.3.3 | Reverting to the patent as granted |
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| T 1578/13 3.2.06 27.11.17 | |
6. | Reimbursement of appeal fees |
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6.1 | Distinction between an appeal deemed not to have been filed and an inadmissible appeal |
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| T 2406/16 3.3.05 21.09.17 | |
6.2 | Substantial procedural violation |
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6.2.1 | Oral proceedings |
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| T 679/14 3.5.07 19.01.17 | |
6.2.2 | No reasons for refusal of request for postponement |
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| T 1750/14 3.5.05 31.01.17 | |
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E. | Proceedings before the Enlarged Board of Appeal |
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1. | Petition for review under Article 112a EPC |
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| R 2/14 22.04.16 R 3/15 28.11.17 R 2/15 21.10.15 R 8/15 18.07.16 R 6/16 29.09.17 | |
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V. | DISCIPLINARY BOARD OF APPEAL | |
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1. | Objective review of the marks awarded |
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| D 20/16 16.02.17 | |
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VI. | THE EPO ACTING AS A PCT AUTHORITY – EURO-PCT APPLICATIONS | |
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1. | Competence of the EPO acting as designated or elected Office |
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| J 19/16 3.1.01 03.08.17 |