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European Patent Convention
  1. Home
  2. Legal texts
  3. European Patent Convention
  4. Contents
  5. Annex I: Index of published decisions/opinions of the Enlarged Board of Appeal
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The European Patent Convention – Contents

Overview

European Patent Convention
Preamble
Part I – General and institutional provisions
Chapter I – General provisions
Article 1 – European law for the grant of patents
Article 2 – European patent
Article 3 – Territorial effect
Article 4 – European Patent Organisation
Article 4a – Conference of ministers of the Contracting States
Chapter II – The European Patent Organisation
Article 5 – Legal status
Article 6 – Headquarters
Article 7 – Sub-offices of the European Patent Office
Article 8 – Privileges and immunities
Article 9 – Liability
Chapter III – The European Patent Office
Article 10 – Management
Article 11 – Appointment of senior employees
Article 12 – Duties of office
Article 13 – Disputes between the Organisation and the employees of the European Patent Office
Article 14 – Languages of the European Patent Office, European patent applications and other documents
Article 15 – Departments entrusted with the procedure
Article 16 – Receiving Section
Article 17 – Search Divisions
Article 18 – Examining Divisions
Article 19 – Opposition Divisions
Article 20 – Legal Division
Article 21 – Boards of Appeal
Article 22 – Enlarged Board of Appeal
Article 23 – Independence of the members of the Boards
Article 24 – Exclusion and objection
Article 25 – Technical opinion
Chapter IV – The Administrative Council
Article 26 – Membership
Article 27 – Chairmanship
Article 28 – Board
Article 29 – Meetings
Article 30 – Attendance of observers
Article 31 – Languages of the Administrative Council
Article 32 – Staff, premises and equipment
Article 33 – Competence of the Administrative Council in certain cases
Article 34 – Voting rights
Article 35 – Voting rules
Article 36 – Weighting of votes
Chapter V – Financial provisions
Article 37 – Budgetary funding
Article 38 – The Organisation's own resources
Article 39 – Payments by the Contracting States in respect of renewal fees for European patents
Article 40 – Level of fees and payments – Special financial contributions
Article 41 – Advances
Article 42 – Budget
Article 43 – Authorisation for expenditure
Article 44 – Appropriations for unforeseeable expenditure
Article 45 – Accounting period
Article 46 – Preparation and adoption of the budget
Article 47 – Provisional budget
Article 48 – Budget implementation
Article 49 – Auditing of accounts
Article 50 – Financial Regulations
Article 51 – Fees
Part II – Substantive patent law
Chapter I – Patentability
Article 52 – Patentable inventions
Article 53 – Exceptions to patentability
Article 54 – Novelty
Article 55 – Non-prejudicial disclosures
Article 56 – Inventive step
Article 57 – Industrial application
Chapter II – Persons entitled to apply for and obtain a European patent – Mention of the inventor
Article 58 – Entitlement to file a European patent application
Article 59 – Multiple applicants
Article 60 – Right to a European patent
Article 61 – European patent applications filed by non-entitled persons
Article 62 – Right of the inventor to be mentioned
Chapter III – Effects of the European patent and the European patent application
Article 63 – Term of the European patent
Article 64 – Rights conferred by a European patent
Article 65 – Translation of the European patent
Article 66 – Equivalence of European filing with national filing
Article 67 – Rights conferred by a European patent application after publication
Article 68 – Effect of revocation or limitation of the European patent
Article 69 – Extent of protection
Article 70 – Authentic text of a European patent application or European patent
Chapter IV – The European patent application as an object of property
Article 71 – Transfer and constitution of rights
Article 72 – Assignment
Article 73 – Contractual licensing
Article 74 – Law applicable
Part III – The European patent application
Chapter I – Filing and requirements of the European patent application
Article 75 – Filing of a European patent application
Article 76 – European divisional applications
Article 77 – Forwarding of European patent applications
Article 78 – Requirements of a European patent application
Article 79 – Designation of Contracting States
Article 80 – Date of filing
Article 81 – Designation of the inventor
Article 82 – Unity of invention
Article 83 – Disclosure of the invention
Article 84 – Claims
Article 85 – Abstract
Article 86 – Renewal fees for the European patent application
Chapter II – Priority
Article 87 – Priority right
Article 88 – Claiming priority
Article 89 – Effect of priority right
Part IV – Procedure up to grant
Article 90 – Examination on filing and examination as to formal requirements
Article 91 – (deleted)
Article 92 – Drawing up of the European search report
Article 93 – Publication of the European patent application
Article 94 – Examination of the European patent application
Article 95 – (deleted)
Article 96 – (deleted)
Article 97 – Grant or refusal
Article 98 – Publication of the specification of the European patent
Part V – Opposition and limitation procedure
Article 99 – Opposition
Article 100 – Grounds for opposition
Article 101 – Examination of the opposition – Revocation or maintenance of the European patent
Article 102 – (deleted)
Article 103 – Publication of a new specification of the European patent
Article 104 – Costs
Article 105 – Intervention of the assumed infringer
Article 105a – Request for limitation or revocation
Article 105b – Limitation or revocation of the European patent
Article 105c – Publication of the amended specification of the European patent
Part VI – Appeals procedure
Article 106 – Decisions subject to appeal
Article 107 – Persons entitled to appeal and to be parties to appeal proceedings
Article 108 – Time limit and form
Article 109 – Interlocutory revision
Article 110 – Examination of appeals
Article 111 – Decision in respect of appeals
Article 112 – Decision or opinion of the Enlarged Board of Appeal
Article 112a – Petition for review by the Enlarged Board of Appeal
Part VII – Common provisions
Chapter I – Common provisions governing procedure
Article 113 – Right to be heard and basis of decisions
Article 114 – Examination by the European Patent Office of its own motion
Article 115 – Observations by third parties
Article 116 – Oral proceedings
Article 117 – Means and taking of evidence
Article 118 – Unity of the European patent application or European patent
Article 119 – Notification
Article 120 – Time limits
Article 121 – Further processing of the European patent application
Article 122 – Re-establishment of rights
Article 123 – Amendments
Article 124 – Information on prior art
Article 125 – Reference to general principles
Article 126 – (deleted)
Chapter II – Information to the public or to official authorities
Article 127 – European Patent Register
Article 128 – Inspection of files
Article 129 – Periodical publications
Article 130 – Exchange of information
Article 131 – Administrative and legal co-operation
Article 132 – Exchange of publications
Chapter III – Representation
Article 133 – General principles of representation
Article 134 – Representation before the European Patent Office
Article 134a – Institute of Professional Representatives before the European Patent Office
Part VIII – Impact on national law
Chapter I – Conversion into a national patent application
Article 135 – Request for conversion
Article 136 – (deleted)
Article 137 – Formal requirements for conversion
Chapter II – Revocation and prior rights
Article 138 – Revocation of European patents
Article 139 – Prior rights and rights arising on the same date
Chapter III – Miscellaneous effects
Article 140 – National utility models and utility certificates
Article 141 – Renewal fees for European patents
Part IX – Special agreements
Article 142 – Unitary patents
Article 143 – Special departments of the European Patent Office
Article 144 – Representation before special departments
Article 145 – Select committee of the Administrative Council
Article 146 – Cover for expenditure for carrying out special tasks
Article 147 – Payments in respect of renewal fees for unitary patents
Article 148 – The European patent application as an object of property
Article 149 – Joint designation
Article 149a – Other agreements between the Contracting States
Part X – International applications under the Patent Cooperation Treaty – Euro-PCT applications
Article 150 – Application of the Patent Cooperation Treaty
Article 151 – The European Patent Office as a receiving Office
Article 152 – The European Patent Office as an International Searching Authority or International Preliminary Examining Authority
Article 153 – The European Patent Office as designated Office or elected Office
Article 154 – (deleted)
Article 155 – (deleted)
Article 156 – (deleted)
Article 157 – (deleted)
Article 158 – (deleted)
Part XI – Transitional provisions
Part XII – Final provisions
Article 164 – Implementing Regulations and Protocols
Article 165 – Signature – Ratification
Article 166 – Accession
Article 167 – (deleted)
Article 168 – Territorial field of application
Article 169 – Entry into force
Article 170 – Initial contribution
Article 171 – Duration of the Convention
Article 172 – Revision
Article 173 – Disputes between Contracting States
Article 174 – Denunciation
Article 175 – Preservation of acquired rights
Article 176 – Financial rights and obligations of former Contracting States
Article 177 – Languages of the Convention
Article 178 – Transmission and notifications
Implementing Regulations
Part I – Implementing Regulations to Part I of the Convention
Chapter I – General provisions
Rule 1 – Written proceedings
Rule 2 – Filing of and formal requirements for documents
Rule 3 – Language in written proceedings
Rule 4 – Language in oral proceedings
Rule 5 – Certification of translations
Rule 6 – Filing of translations
Rule 7 – Legal authenticity of the translation of the European patent application
Rule 7a – Reduction of fees
Rule 7b – Declaration of eligibility for a reduction of fees
Chapter II – Organisation of the European Patent Office
Section 1 – General matters
Rule 8 – Patent classification
Rule 9 – Administrative structure of the European Patent Office
Rule 10 – Responsibility of the Receiving Section and the Examining Division
Rule 11 – Allocation of duties to the departments of first instance
Section 2 – Organisation of the Boards of Appeal and the Enlarged Board of Appeal
Rule 12 – (deleted)
Rule 12a – Organisation and management of the Boards of Appeal Unit and President of the Boards of Appeal
Rule 12b – Presidium of the Boards of Appeal and business distribution scheme for the Boards of Appeal
Rule 12c – Boards of Appeal Committee and procedure for adoption of the Rules of Procedure of the Boards of Appeal and of the Enlarged Board of Appeal
Rule 12d – Appointment and re-appointment of the members, including the Chairs, of the Boards of Appeal and of the Enlarged Board of Appeal
Rule 13 – Business distribution scheme for the Enlarged Board of Appeal
Part II – Implementing Regulations to Part II of the Convention
Chapter I – Procedure where the applicant is not entitled
Rule 14 – Stay of proceedings
Rule 15 – Limitation on withdrawals
Rule 16 – Procedure under Article 61, paragraph 1
Rule 17 – Filing of a new European patent application by the entitled person
Rule 18 – Partial transfer of the right to the European patent
Chapter II – Mention of the inventor
Rule 19 – Designation of the inventor
Rule 20 – Publication of the mention of the inventor
Rule 21 – Rectification of the designation of an inventor
Chapter III – Registration of transfers, licences and other rights
Rule 22 – Registration of transfers
Rule 23 – Registration of licences and other rights
Rule 24 – Special entries for licence registrations
Chapter IV – Certificate of exhibition
Rule 25 – Certificate of exhibition
Chapter V – Biotechnological inventions
Rule 26 – General and definitions
Rule 27 – Patentable biotechnological inventions
Rule 28 – Exceptions to patentability
Rule 29 – The human body and its elements
Rule 30 – Requirements of European patent applications relating to nucleotide and amino acid sequences
Rule 31 – Deposit of biological material
Rule 32 – Expert solution
Rule 33 – Availability of biological material
Rule 34 – New deposit of biological material
Part III – Implementing Regulations to Part III of the Convention
Chapter I – Filing of the European patent application
Rule 35 – General provisions
Rule 36 – European divisional applications
Rule 37 – Forwarding of European patent applications
Rule 38 – Filing fee and search fee
Rule 39 – Designation fees and deemed withdrawal
Rule 40 – Date of filing
Chapter II – Provisions governing the application
Rule 41 – Request for grant
Rule 42 – Content of the description
Rule 43 – Form and content of claims
Rule 44 – Unity of invention
Rule 45 – Claims incurring fees
Rule 46 – (deleted)
Rule 47 – Form and content of the abstract
Rule 48 – Prohibited matter
Rule 49 – Presentation of the application documents
Rule 50 – Documents filed subsequently
Chapter III – Renewal fees
Rule 51 – Payment of renewal fees
Chapter IV – Priority
Rule 52 – Declaration of priority
Rule 53 – Priority documents
Rule 54 – Issuing priority documents
Part IV – Implementing Regulations to Part IV of the Convention
Chapter I – Examination by the Receiving Section
Rule 55 – Examination on filing
Rule 56 – Missing parts of the description or missing drawings
Rule 56a – Erroneously filed application documents or parts
Rule 57 – Examination as to formal requirements
Rule 58 – Correction of deficiencies in the application documents
Rule 59 – Deficiencies in claiming priority
Rule 60 – Subsequent designation of the inventor
Chapter II – European search report
Rule 61 – Content of the European search report
Rule 62 – Extended European search report
Rule 62a – Applications containing a plurality of independent claims
Rule 63 – Incomplete search
Rule 64 – European search report where the invention lacks unity
Rule 65 – Transmittal of the European search report
Rule 66 – Definitive content of the abstract
Chapter III – Publication of the European patent application
Rule 67 – Technical preparations for publication
Rule 68 – Form of the publication of European patent applications and European search reports
Rule 69 – Information about publication
Rule 70 – Request for examination
Chapter IV – Examination by the Examining Division
Rule 70a – Response to the extended European search report
Rule 70b – Request for a copy of search results
Rule 71 – Examination procedure
Rule 71a – Conclusion of the grant procedure
Rule 72 – Grant of the European patent to different applicants
Chapter V – The European patent specification
Rule 73 – Content and form of the specification
Rule 74 – Certificate for a European patent
Part V – Implementing Regulations to Part V of the Convention
Chapter I – Opposition procedure
Rule 75 – Surrender or lapse of the patent
Rule 76 – Form and content of the opposition
Rule 77 – Rejection of the opposition as inadmissible
Rule 78 – Procedure where the proprietor of the patent is not entitled
Rule 79 – Preparation of the examination of the opposition
Rule 80 – Amendment of the European patent
Rule 81 – Examination of opposition
Rule 82 – Maintenance of the European patent in amended form
Rule 83 – Request for documents
Rule 84 – Continuation of the opposition proceedings by the European Patent Office of its own motion
Rule 85 – Transfer of the European patent
Rule 86 – Documents in opposition proceedings
Rule 87 – Content and form of the new specification of the European patent
Rule 88 – Costs
Rule 89 – Intervention of the assumed infringer
Chapter II – Procedure for limitation or revocation
Rule 90 – Subject of proceedings
Rule 91 – Responsibility for proceedings
Rule 92 – Requirements of the request
Rule 93 – Precedence of opposition proceedings
Rule 94 – Rejection of the request as inadmissible
Rule 95 – Decision on the request
Rule 96 – Content and form of the amended European patent specification
Part VI – Implementing Regulations to Part VI of the Convention
Chapter I – Appeals procedure
Rule 97 – Appeal against apportionment and fixing of costs
Rule 98 – Surrender or lapse of the patent
Rule 99 – Content of the notice of appeal and the statement of grounds
Rule 100 – Examination of appeals
Rule 101 – Rejection of the appeal as inadmissible
Rule 102 – Form of decision of the Board of Appeal
Rule 103 – Reimbursement of appeal fees
Chapter II – Petitions for review by the Enlarged Board of Appeal
Rule 104 – Further fundamental procedural defects
Rule 105 – Criminal acts
Rule 106 – Obligation to raise objections
Rule 107 – Contents of the petition for review
Rule 108 – Examination of the petition
Rule 109 – Procedure in dealing with petitions for review
Rule 110 – Reimbursement of the fee for petitions for review
Part VII – Implementing Regulations to Part VII of the Convention
Chapter I – Decisions and communications of the European Patent Office
Rule 111 – Form of decisions
Rule 112 – Noting of loss of rights
Rule 113 – Signature, name, seal
Chapter II – Observations by third parties
Rule 114 – Observations by third parties
Chapter III – Oral proceedings and taking of evidence
Rule 115 – Summons to oral proceedings
Rule 116 – Preparation of oral proceedings
Rule 117 – Decision on taking of evidence
Rule 118 – Summons to give evidence before the European Patent Office
Rule 119 – Examination of evidence before the European Patent Office
Rule 120 – Hearing by a competent national court
Rule 121 – Commissioning of experts
Rule 122 – Costs of taking of evidence
Rule 123 – Conservation of evidence
Rule 124 – Minutes of oral proceedings and of taking of evidence
Chapter IV – Notifications
Rule 125 – General provisions
Rule 126 – Notification by postal services
Rule 127 – Notification by means of electronic communication
Rule 128 – Notification by delivery by hand
Rule 129 – Public notification
Rule 130 – Notification to representatives
Chapter V – Time limits
Rule 131 – Calculation of periods
Rule 132 – Periods specified by the European Patent Office
Rule 133 – Late receipt of documents
Rule 134 – Extension of periods
Rule 135 – Further processing
Rule 136 – Re-establishment of rights
Chapter VI – Amendments and corrections
Rule 137 – Amendment of the European patent application
Rule 138 – Different claims, description and drawings for different States
Rule 139 – Correction of errors in documents filed with the European Patent Office
Rule 140 – Correction of errors in decisions
Chapter VII – Information on prior art
Rule 141 – Information on prior art
Chapter VIII – Interruption of proceedings
Rule 142 – Interruption of proceedings
Chapter IX – Information to the public
Rule 143 – Entries in the European Patent Register
Rule 144 – Parts of the file excluded from inspection
Rule 145 – Procedures for the inspection of files
Rule 146 – Communication of information contained in the files
Rule 147 – Constitution, maintenance and preservation of files
Chapter X – Legal and administrative co-operation
Rule 148 – Communications between the European Patent Office and the authorities of the Contracting States
Rule 149 – Inspection of files by or via courts or authorities of the Contracting States
Rule 150 – Procedure for letters rogatory
Chapter XI – Representation
Rule 151 – Appointment of a common representative
Rule 152 – Authorisations
Rule 153 – Attorney-client evidentiary privilege
Rule 154 – Amendment of the list of professional representatives
Part VIII – Implementing Regulations to Part VIII of the Convention
Rule 155 – Filing and transmission of the request for conversion
Rule 156 – Information to the public in the event of conversion
Part IX – Implementing Regulations to Part X of the Convention
Rule 157 – The European Patent Office as a receiving Office
Rule 158 – The European Patent Office as an International Searching Authority or International Preliminary Examining Authority
Rule 159 – The European Patent Office as a designated or elected Office – Requirements for entry into the European phase
Rule 160 – Consequences of non-fulfilment of certain requirements and deemed withdrawal
Rule 161 – Amendment of the application
Rule 162 – Claims incurring fees
Rule 163 – Examination of certain formal requirements by the European Patent Office
Rule 164 – Unity of invention and further searches
Rule 165 – The Euro-PCT application as conflicting application under Article 54, paragraph 3
Rules relating to Fees
Article 1 – General
Article 2 – Fees provided for in the Convention and in the Implementing Regulations
Article 3 – Fees, expenses and prices laid down by the President of the Office
Article 4 – Due date for fees
Article 5 – Payment of fees
Article 6 – Particulars concerning payments
Article 7 – Date to be considered as the date on which payment is made
Article 8 – Insufficiency of the amount paid
Article 9 – Refund of search fees
Article 10 – Refund of the fee for a technical opinion
Article 11 – Refund of examination fee
Article 12 – Refund of insignificant amounts
Article 13 – Termination of financial obligations
Article 14 – Reduction of fees
Article 15 – Entry into force
Rules of Procedure of the Enlarged Board of Appeal
Rules of Procedure of the Boards of Appeal
Protocol on the Interpretation of Article 69 EPC
Protocol on Centralisation
Protocol on Recognition
Protocol on Privileges and Immunities
Protocol on the Staff Complement
Act revising the European Patent Convention (Revision Act 2000)
Transitional provisions / AC decisions under Art. 7 / Revision Act 2000
Annex I: Index of published decisions/opinions of the Enlarged Board of Appeal
Annex II: Cross-reference index
I. Art. EPC 1973 → Art. / R. EPC 2000
II. R. EPC 1973 → R. EPC 2000
III. IR 2000 → EPC 1973 or IR 1973
IV. ABBREVIATIONS

Annex I
Index of decisions and opinions of the Enlarged Board of Appeal published in the Official Journal of the EPO

Case number,  
date,  
publication

Headword/​Subject

–

Article, Rule of the EPC 1973

G 5/83
Decision of 05.12.1984
OJ EPO 1985, 64

"Second medical indication/​EISAI"
–
Interpretation of the EPC/​Vienna Convention – therapeutical use claims

–

Art. EPC1973Art 52(1), EPC1973Art 52(4), EPC1973Art 54(5), EPC1973Art 52, EPC1973Art 57 EPC
Art. 31, 32 Vienna Convention (see Art. 54(5) EPC 2000)

G 1/86
Decision of 24.06.1987
OJ EPO 1987, 447

"Re-establishment of rights of opponent/​VOEST ALPINE"
–
Re-establishment of rights of appellant as opponent – Time limit for filing grounds of appeal

–

Art. EPC1973Art 108, third sentence, EPC1973Art 112(1), 122 EPC

G 1/88
Decision of 27.01.1989
OJ EPO 1989, 189

"Opponent's silence/​HOECHST"
–
Admissibility of appeal by opponent – Silence in response to an invitation under Rule EPC1973Reg 58(4) – Application of Rule EPC1973Reg 58(4)

–

Art. EPC1973Art 102(3), 107 EPC
R. EPC1973Reg 58(4) EPC

G 2/88
Decision of 11.12.1989
OJ EPO 1990, 93
Corr. OJ EPO 1990, 469

"Friction reducing additive/​MOBIL OIL III"
–
Amendment in opposition proceedings – change of category (here: from "compound" and "composition" to "use of compound for a particular purpose") – Novelty of such a use claim over disclosure of same compound for different purpose – Second non-medical indication

–

Art. EPC1973Art 54, 64, 69, 112(1)(a), 123 EPC

G 4/88
Decision of 24.04.1989
OJ EPO 1989, 480

"Transfer of opposition/​MAN"
–
Transfer of rights – status of party in opposition proceedings – dissolution of opposing company – legal person

–

Art. EPC1973Art 99(4), 112(1)(a) EPC
R. EPC1973Reg 60(2) EPC

G 5/88, G 7/88, G 8/88
Decision of 16.11.1990
OJ EPO 1991, 137

"Administrative Agreement/​MEDTRONIC"
–
Treatment of documents intended for the EPO and received by the German Patent Office in Berlin – Functions and powers of the President – Principle of good faith – Protection of the legitimate expectations of users of the EPO

–

Art. EPC1973Art 4, 5, 6, 7, 10, 33, 99(1), 112 EPC

G 6/88
Decision of 11.12.1989
OJ EPO 1990, 114

"Plant growth regulating agent/​BAYER"
–
Second non-medical indication – Novelty of second non-medical use with same technical means of execution

–

Art. EPC1973Art 54, 69, 112(1)(a) EPC

G 1/89
Decision of 02.05.1990
OJ EPO 1991, 155

"Polysuccinate esters"
–
Competence of the Enlarged Board of Appeal in protest cases under the PCT – Non-unity a posteriori

–

Art. EPC1973Art 112(1)(a) and EPC1973Art 112(1)(b), EPC1973Art 154(3) EPC
Art. 17(3)(a) PCT
R. PCR 13, PCR 33, PCR 40 PCT

G 2/89
Opinion of 02.05.1990
OJ EPO 1991, 166

"Non-unity a posteriori"
–
Competence of the Enlarged Board of Appeal in protest cases under the PCT – Non-unity a posteriori

–

Art. EPC1973Art 112(1)(b), EPC1973Art 154(3) EPC
Art. 17(3)(a) PCT
R. PCR 13, PCR 33, PCR 40 PCT

G 3/89
Opinion of 19.11.1992
OJ EPO 1993, 117

"Correction under Rule EPC1973Reg 88, second sentence, EPC"
–
Correction of the parts of a European patent application or of a European patent relating to the disclosure

–

Art. EPC1973Art 100(c), 117(1), 123(1), EPC1973Art 123(2), EPC1973Art 138(1)(c) EPC
R. EPC1973Reg 86, 88, second sentence, EPC
(see however R. 56(3) EPC 2000)

G 1/90
Opinion of 05.03.1991
OJ EPO 1991, 275

"Revocation of the patent"
–
Revocation of the patent by a decision – Revocation, failure to meet formal requirements when the patent is maintained as amended – Termination of opposition proceedings – Loss of rights – legal fictions

–

Art. EPC1973Art 102(4), EPC1973Art 102(5), EPC1973Art 106, 112(1)(b) EPC
R. EPC1973Reg 58(5), 69(1) EPC

G 2/90
Decision of 04.08.1991
OJ EPO 1992, 10

"Responsibility of the Legal Board of Appeal/​KOLBENSCHMIDT"
–
Responsibility of the Legal Board of Appeal – Appeals against decisions of the formalities officer

–

Art. EPC1973Art 21 EPC
R. EPC1973Reg 9(3) EPC

G 1/91
Decision of 09.12.1991
OJ EPO 1992, 253

"Unity/​SIEMENS"
–
Unity in opposition – legally irrelevant

–

Art. EPC1973Art 82, 102(3) EPC
R. EPC1973Reg 61a EPC

G 2/91
Decision of 29.11.1991
OJ EPO 1992, 206

"Appeal fees/​KROHNE"
–
Reimbursement of appeal fees where several parties have filed an appeal

–

Art. EPC1973Art 107 EPC

G 3/91
Decision of 07.09.1992
OJ EPO 1993, 8

"Re-establishment of rights/​FABRITIUS II"
–
Applicability of Article EPC1973Art 122(5) EPC to the time limits under Rule EPC1973Reg 104b(1)(b) and EPC1973Reg 104b(1)(c) EPC (EPCReg 107(1)(c) and EPCReg 107(1)(e) EPC) together with Articles EPC1973Art 157(2)(b) and EPC1973Art 158(2) EPC

–

Art. EPC1973Art 78(2), 79(2), 122(5), 157(2)(b), EPC1973Art 158(2) EPC
R. EPC1973Reg 104b(1)(b), EPC1973Reg 104b(1)(c) EPC
(EPCReg 107(1)(c), EPCReg 107(1)(e) EPC)
(see however G 5/93)

G 4/91
Decision of 03.11.1992
OJ EPO 1993, 707

"Intervention/​DOLEZYCH II"
–
Intervention (in opposition proceedings by an assumed infringer)

–

Art. EPC1973Art 105, 107 EPC

G 5/91
Decision of 05.05.1992
OJ EPO 1992, 617

"Appealable decision/​DISCOVISION"
–
Suspected partiality of a member of an Opposition Division – ground of appeal?

–

Art. EPC1973Art 19(2), 24 EPC

G 6/91
Decision of 06.03.1992
OJ EPO 1992, 491

"Fee reduction/​ASULAB"
–
Entitlement to fee reduction

–

Art. EPC1973Art 14(2) and EPC1973Art 14(4) EPC
R. EPC1973Reg 6(3) EPC

G 7/91
Decision of 05.11.1992
OJ EPO 1993, 356

"Withdrawal of appeal/​BASF"
–
Effect of withdrawal of the appeal (by the sole appellant, who was the opponent in the first instance)

–

Art. EPC1973Art 113(2), 114(1) EPC
R. EPC1973Reg 60(2), 66(1) EPC

G 8/91
Decision of 05.11.1992
OJ EPO 1993, 346
Corr. OJ EPO 1993, 478

"Withdrawal of appeal/​BELL"
–
Effect of withdrawal of the appeal (by the sole appellant)

–

Art. EPC1973Art 113(2), 114(1) EPC
R. EPC1973Reg 60(2), 66(1) EPC

G 9/91
Decision of 31.03.1993
OJ EPO 1993, 408

"Power to examine/​ROHM AND HAAS"
–
Extent of power to examine opposition

–

Art. EPC1973Art 101, 102, 110, 114 EPC
R. EPC1973Reg 55, 56 EPC

G 10/91
Opinion of 31.03.1993
OJ EPO 1993, 420

"Examination of oppositions/​appeals"
–
Extent of obligation and power to examine grounds for opposition

–

Art. EPC1973Art 99 to EPC1973Art 102, 110, 114 EPC
R. EPC1973Reg 55, 56, 66 EPC

G 11/91
Decision of 19.11.1992
OJ EPO 1993, 125

"Glu–Gln/​CELTRIX"
–
Correction of errors

–

Art. EPC1973Art 100(c), 117(1), 123(1), EPC1973Art 123(2), EPC1973Art 138(1)(c) EPC
R. EPC1973Reg 86 and EPC1973Reg 88, second sentence, EPC
(see however R. 56(3) EPC 2000)

G 12/91
Decision of 17.12.1993
OJ EPO 1994, 285

"Final decision/​NOVATOME II"
–
Conclusion of written proceedings – Handing over of decision by formalities section to EPO postal service

–

R. EPC1973Reg 68 EPC

G 1/92
Opinion of 18.12.1992
OJ EPO 1993, 277

"Availability to the public"
–
Novelty – state of the art – availability – composition of product – public prior use

–

Art. EPC1973Art 54(2), 112(1)(b) EPC

G 2/92
Opinion of 06.07.1993
OJ EPO 1993, 591

"Non-payment of further search fees"
–
Lack of unity of invention – consequences of non-payment of further search fees

–

Art. EPC1973Art 82 EPC
R. EPC1973Reg 46 EPC

G 3/92
Decision of 13.06.1994
OJ EPO 1994, 607

"Unlawful applicant/​LATCHWAYS"
–
Dissenting opinion – Final decision by a national court – Party other than applicant entitled to patent – Third parties' interests – Withdrawal of original application by unlawful applicant – Filing of new application by lawful applicant

–

Art. EPC1973Art 60, 61, 167 EPC
R. EPC1973Reg 13, 14, 15, 16 EPC
Art. EPCRec 1, 9 Protocol on Recognition
Art. 12a RPEBA

G 4/92
Opinion of 29.10.1993
OJ EPO 1994, 149

"Basis of decisions"
–
Right to comment – Party absent from oral proceedings

–

Art. EPC1973Art 113(1), 114(1), EPC1973Art 114(2) EPC
R. EPC1973Reg 71(2) EPC

G 5/92
Decision of 27.09.1993
OJ EPO 1994, 22

"Re-establishment/​HOUPT"
–
Applicability of Article EPC1973Art 122(5) EPC

–

Art. EPC1973Art 122(5) EPC

G 6/92
Decision of 27.09.1993
OJ EPO 1994, 25

"Re-establishment/​DURIRON"
–
Applicability of Article EPC1973Art 122(5) EPC

–

Art. EPC1973Art 122(5) EPC

G 9/92; G 4/93
Decision of 14.07.1994
OJ EPO 1994, 875

"Non-appealing party/​BMW"
–
Reformatio in peius – Patent maintained in amended form in accordance with auxiliary request – Opposing parties each adversely affected – Appeal by one party – Requests by a non-appealing party which go beyond the appellant's requests in the notice of appeal – Minority opinion

–

Art. EPC1973Art 101(2), 107, 111, 114(1) EPC
R. EPC1973Reg 58(2), 64(b), 65(1), 66(1) EPC

G 10/92
Opinion of 28.04.1994
OJ EPO 1994, 633

"Divisional application"
–
Filing of divisional application: time limit

–

R. EPC1973Reg 25 EPC

G 1/93
Decision of 02.02.1994
OJ EPO 1994, 541

"Limiting feature/​ADVANCED SEMICONDUCTOR PRODUCTS"
–
Conflicting requirements of Article 123, paragraphs 2 EPC 1973 and Art. 123, paragraphs 3 EPC 1973, EPC

–

Art. EPC1973Art 123(2), EPC1973Art 123(3) EPC

G 2/93
Decision of 21.12.1994
OJ EPO 1995, 275

"Hepatitis A Virus/​UNITED STATES OF AMERICA II"
–
Sufficiency of disclosure – Culture deposit information

–

Art. EPC1973Art 83 EPC
R. EPC1973Reg 28 EPC

G 3/93
Opinion of 16.08.1994
OJ EPO 1995, 18

"Priority interval"
–
Priority – document published during the priority interval – State of the art – document published during the priority interval – Invalid priority – different invention – Obiter dictum – admissibility of the referral

–

Art. EPC1973Art 54(2), 87 to EPC1973Art 89 EPC

G 5/93
Decision of 18.01.1994
OJ EPO 1994, 447

"Re-establishment/​NELLCOR"
–
Applicability of Article EPC1973Art 122(5) EPC

–

Art. EPC1973Art 122(5), 150, 157(2)(b), EPC1973Art 158(2) EPC
R. EPC1973Reg 104b(1)(b) EPC (EPCReg 107(1)(c) EPC)

G 7/93
Decision of 13.05.1994
OJ EPO 1994, 775

"Late amendments/​WHITBY II"
–
Amendments after a Rule EPC1973Reg 51(6) communication – discretion of Examining Divisions – Reservations under Article EPC1973Art 167(2) EPC

–

Art. EPC1973Art 96(2), 113(2), 123(1), 167(2) EPC
R. EPC1973Reg 51(4), EPC1973Reg 51(6), EPC1973Reg 86(3) EPC

G 8/93
Decision of 13.06.1994
OJ EPO 1994, 887

"Withdrawal of opposition/​SERWANE II"
–
Withdrawal of opposition without withdrawal of appeal – Termination of appeal proceedings

–

Art. EPC1973Art 114(1) EPC
R. EPC1973Reg 60(2), 66(1) EPC

G 9/93
Decision of 06.07.1994
OJ EPO 1994, 891

"Opposition by patent proprietor/​PEUGEOT AND CITROEN"
–
Opposition filed by proprietor against own patent – receivability

–

Art. EPC1973Art 99 EPC

G 10/93
Decision of 30.11.1994
OJ EPO 1995, 172

"Scope of examination in ex parte appeal/​SIEMENS"
–
Inclusion of new grounds in ex parte
proceedings – Reformatio in peius

–

Art. EPC1973Art 96(2), 97(1), 110, 111(1), 114(1) EPC

G 1/94
Decision of 11.05.1994
OJ EPO 1994, 787

"Intervention/​ALLIED COLLOIDS"
–
Admissibility of intervention during appeal proceedings

–

Art. EPC1973Art 105 EPC

G 2/94
Decision of 19.02.1996
OJ EPO 1996, 401

"Representation/​HAUTAU II"
–
Oral submissions by an accompanying person in ex parte proceedings – Oral submissions by a former member of the board of appeal in either ex parte or inter partes proceedings

–

Art. EPC1973Art 116, 133, 134 EPC

G 1/95
Decision of 19.07.1996
OJ EPO 1996, 615

"Fresh grounds for opposition/​DE LA RUE"
–
No power to examine fresh grounds for opposition without agreement of patentee

–

Art. EPC1973Art 99, 100(a), EPC1973Art 100(b), EPC1973Art 100(c), EPC1973Art 114(1) EPC
R. EPC1973Reg 55, 56 EPC

G 2/95
Decision of 14.05.1996
OJ EPO 1996, 555

"Replacement of application documents/​ATOTECH"
–
Substitution of complete documents forming an application by other documents by way of a correction under Rule EPC1973Reg 88 EPC (no)

–

Art. EPC1973Art 14(1), EPC1973Art 14(2), EPC1973Art 80(d), 87(2), 100(c), EPC1973Art 123(2), 138(1)(c), EPC1973Art 164(2) EPC
Art. 4A(2) Paris Convention
R. EPC1973Reg 88 EPC
R. PCR 91.1(c) PCT

G 3/95
Opinion of 27.11.1995
OJ EPO 1996, 169

"Inadmissible referral"
–
Patentability of plant and animal varieties – No conflicting decision – Inadmissible referral by the President of the EPO

–

Art. EPC1973Art 53(b), 112(1)(b) EPC

G 4/95
Decision of 19.02.1996
OJ EPO 1996, 412

"Representation/​BOGASKY"
–
Oral submission by an accompanying person in opposition or opposition appeal proceedings

–

Art. EPC1973Art 116, 117, 133, 134 EPC

G 6/95
Decision of 24.07.1996
OJ EPO 1996, 649

"Interpretation of Rule EPC1973Reg 71a(1) EPC/​GE CHEMICALS"
–
Interpretation of Rule EPC1973Reg 71a(1) EPC vis-à-vis the boards of appeal

–

Art. EPC1973Art 23, 33(1)(b), EPC1973Art 112(1)(a), EPC1973Art 164(2) EPC
Art. 11(2), 18 RPBA
R. EPC1973Reg 10(2), 11, 66(1), 71, 71a(1) EPC

G 7/95
Decision of 19.07.1996
OJ EPO 1996, 626

"Fresh grounds for opposition/​ETHICON"
–
No power to examine fresh grounds for opposition without agreement of patentee

–

Art. EPC1973Art 99, 100(a), EPC1973Art 100(b), EPC1973Art 100(c), EPC1973Art 114(1) EPC
R. EPC1973Reg 55, 56 EPC

G 8/95
Decision of 16.04.1996
OJ EPO 1996, 481

"Correction of decision to grant/​US GYPSUM II"
–
Relative competence of the Technical and Legal Boards of Appeal – Refusal of a correction of the decision to grant

–

Art. EPC1973Art 21(3) EPC
R. EPC1973Reg 89 EPC

G 1/97
Decision of 10.12.1999
OJ EPO 2000, 322

"Request with a view to revision/​ETA"
–
Administrative or jurisdictional measures to
be taken in response to requests based on the
alleged violation of a fundamental procedural
principle and aimed at the revision of a final decision taken by a board of appeal having the force of res judicata – Entry in the Register of European Patents

–

Art. EPC1973Art 21, 23(1), EPC1973Art 23(3), EPC1973Art 24, 106(1), 110(1), 111(1), EPC1973Art 113, 114, 116, 121, 122, 125, 127 EPC
R. EPC1973Reg 10(2), 11, 65(1), 66(2), 67, 89, 90, 92(1), EPC1973Reg 92(2) EPC
Art. 10 RPBA
Art. 11a, 11b RPEBA
Art. 23 RDR
Art. 31, 32, 62(5) TRIPS
Art. 31(3) Vienna Convention on the Law of Treaties (see however Art. 112a EPC 2000)

G 2/97
Decision of 12.11.1998
OJ EPO 1999, 123

"Good faith/​UNILEVER"
–
Fee for appeal – Principle of good faith – Principle of the protection of legitimate expectations

–

Art. EPC1973Art 112(1)(a), EPC1973Art 108 EPC
R. EPC1973Reg 69(1) EPC

G 3/97
Decision of 21.01.1999
OJ EPO 1999, 245

"Opposition on behalf of a third party/​INDUPACK"
–
Admissibility of opposition – acting on behalf of a third party – Circumvention of the law by abuse of process

–

Art. EPC1973Art 99 EPC
R. EPC1973Reg 55 EPC

G 4/97
Decision of 21.01.1999
OJ EPO 1999, 270

"Opposition on behalf of a third party/​GENENTECH"
–
Admissibility of opposition – acting on behalf of a third party – Circumvention of the law by abuse of process

–

Art. EPC1973Art 99 EPC
R. EPC1973Reg 55 EPC

G 1/98
Decision of 20.12.1999
OJ EPO 2000, 111

"Transgenetic plant/​NOVARTIS II"
–
Claims comprising but not identifying plant varieties – Plant varieties as products of recombinant gene technology – Article EPC1973Art 64(2) EPC not relevant for examination of product claims

–

Art. EPC1973Art 52, 53(b), 54, 64(2) EPC
R. EPC1973Reg 23b EPC
Art. 2(b) Strasbourg Patent Convention
Art. 2 UPOV Convention 1961
Art. 1(vi) UPOV Convention 1991

G 2/98
Opinion of 31.05.2001
OJ EPO 2001, 413

"Requirement for claiming priority of the 'same invention'"
–
Interpretation of the concept of "the same invention" referred to in Article EPC1973Art 87(1) EPC – Consistency of the interpretation with the Paris Convention and the EPC – Conformity of the interpretation with principles of equal treatment and legal certainty and with the requirement of consistency as regards assessment of novelty and inventive step

–

Art. EPC1973Art 54(2), EPC1973Art 54(3), EPC1973Art 56, 60(2), 83, 84, EPC1973Art 87(1), EPC1973Art 87(4), 88(2), EPC1973Art 88(3), EPC1973Art 88(4), EPC1973Art 89, EPC1973Art 93, EPC1973Art 112(1)(b), EPC1973Art 123(2), EPC1973Art 123(3) EPC
Art. 4A(1), 4C(4), 4F, 4H, 19 Paris Convention
Art. 11b RPEBA

G 3/98
Decision of 12.07.2000
OJ EPO 2001, 62

"Six-month period/​UNIVERSITY PATENTS"
–
Admissibility of referral – significance of the point of law in the appeal proceedings (yes) – Calculation of the six-month period under Article EPC1973Art 55 EPC – relevant date – date of actual filing of the application

–

Art. EPC1973Art 54(2), EPC1973Art 54(3), EPC1973Art 55(1)(a), EPC1973Art 56, 89, EPC1973Art 112(1)(a) EPC
R. EPC1973Reg 23 EPC
Art. 17(2) RPBA
Art. 2, 4 Paris Convention
Art. 4 SPC
Art. 6 EHRC

G 4/98
Opinion of 27.11.2000
OJ EPO 2001, 131

"Designation fees"
–
Failure to pay designation fees – No retroactive effect of deemed withdrawal except for Article EPC1973Art 67 EPC – Deemed withdrawal takes effect upon expiry of the time limit for payment of designation fees

–

Art. EPC1973Art 66, 67, 76, 79, 80, 90, 91, 112 EPC
R. EPC1973Reg 15, 25, 85a, EPC1973Reg 107, 108 EPC
Art. 4 Paris Convention

G 1/99
Decision of 02.04.2001
OJ EPO 2001, 381

"Reformatio in peius/​3M"
–
Reformatio in peius – exception to the prohibition – Status of appellant/​opponent – Status of appellant/​patent proprietor

–

Art. EPC1973Art 100, EPC1973Art 101(1), EPC1973Art 102(1), EPC1973Art 102(2), EPC1973Art 102(3), EPC1973Art 106(1), 107, 108, EPC1973Art 112(1)(a), EPC1973Art 114(1), EPC1973Art 123(2) EPC1973Art 123(3), 125 EPC
R. EPC1973Reg 57a, EPC1973Reg 58(2), EPC1973Reg 64(b), 66(1), 87 EPC

G 2/99
Decision of 12.07.2000
OJ EPO 2001, 83

"Six-month period/​DEWERT"
–
Admissibility of referral – significance of the point of law in the appeal proceedings (yes) – Calculation of the six-month period under Article EPC1973Art 55 EPC – relevant date – date of actual filing of the application

–

Art. EPC1973Art 54(2), EPC1973Art 54(3), EPC1973Art 55(1)(a), EPC1973Art 56, 89, EPC1973Art 112(1)(a) EPC
R. EPC1973Reg 23 EPC
Art. 17(2) RPBA
Art. 2, 4 Paris Convention
Art. 4 SPC
Art. 6 ECHR

G 3/99
Decision of 18.02.2002
OJ EPO 2002, 347

"Admissibility of joint opposition or joint appeal/​HOWARD FLOREY"
–
Admissibility – Fee for opposition – persons acting in common in filing notice of opposition – common opposition – joint opposition – Admissibility – Fee for appeal – persons acting in common in filing notice of appeal – common appeal – joint appeal – Common representative

–

Art. EPC1973Art 58, 99, EPC1973Art 99(1), EPC1973Art 104, 107, EPC1973Art 110(1), EPC1973Art 112(1)(a), EPC1973Art 133, EPC1973Art 133(4), EPC1973Art 134 EPC
R. EPC1973Reg 1, EPC1973Reg 26(2)(c), EPC1973Reg 36(3), EPC1973Reg 55, EPC1973Reg 55(a), EPC1973Reg 56(2), EPC1973Reg 60(2), EPC1973Reg 66(1), EPC1973Reg 100, 100(1) EPC

G 1/02
Opinion of 22.01.2003
OJ EPO 2003, 165

"Formalities officers’ powers"
–
Opposition divisions – formalities officers – decisions – powers

–

Art. EPC1973Art 10(2)(a), EPC1973Art 10(2)(i), EPC1973Art 15, EPC1973Art 18(2), EPC1973Art 19, EPC1973Art 19(1), EPC1973Art 19(2), EPC1973Art 21, EPC1973Art 21(3)(a), EPC1973Art 21(3)(b), EPC1973Art 21(3)(c), EPC1973Art 21(4), EPC1973Art 33(3), EPC1973Art 90, 91, EPC1973Art 91(3), EPC1973Art 99(1), EPC1973Art 102(5), EPC1973Art 106, EPC1973Art 112(1)(b), EPC1973Art 164(2) EPC
R. EPC1973Reg 9, EPC1973Reg 9(3), EPC1973Reg 51(4), EPC1973Reg 55(c), EPC1973Reg 56(1), EPC1973Reg 56(2), EPC1973Reg 56(3), EPC1973Reg 57(1), EPC1973Reg 69(1), EPC1973Reg 69(2) EPC
Notice of the Vice-President Directorate-General 2 dated 28.4.1999, points 4 and 6

G 2/02 and G 3/02
Decision of 26.04.2004
OJ EPO 2004, 483

"Priorities from India/​ASTRAZENECA"
–
International applications – priorities from India – Applicability of Article 87(5) EPC 1973 – The position under the PCT – The EPO not party to TRIPS – Interpretation of Article 87 EPC 1973 – according to principles of public international law – in the light of obligations of contracting states under TRIPS

–

Art. EPC1973Art 23(3), EPC1973Art 33, EPC1973Art 66, EPC1973Art 87(1) and EPC1973Art 87(5), 88, EPC1973Art 112(1)(a), EPC1973Art 150(2), EPC1973Art 172 EPC
Art. 8 PCT
R. 4.10 PCT
Art. 1-12, 4A(2), 19 Paris Convention
Art. 5, 26, 34, 38 Vienna Convention 1969
Art. 34, 35, 38 Vienna Convention 1986
Art. 1, 2(1) TRIPS Agreement
Art. 38 Statute, International Court of Justice
Art. 27 Universal Declaration of Human Rights (see Art. 87(1) EPC 2000)

G 1/03
Decision of 08.04.2004
OJ EPO 2004, 413

"Disclaimer/​PPG"
–
Allowability of disclaimers – delimitation against state of the art under Article 54(2) EPC 1973 and EPC1973Art 54(3)/​EPC1973Art 54(4) –
accidental anticipation – exclusion of subjectmatter not eligible for patent protection
Drafting of disclaimers – requirements of clarity and conciseness

–

Art. EPC1973Art 52, EPC1973Art 53, EPC1973Art 54(2), EPC1973Art 54(3) and EPC1973Art 54(4), EPC1973Art 56, EPC1973Art 57, EPC1973Art 60(2), EPC1973Art 84, EPC1973Art 87(1), EPC1973Art 112(1), EPC1973Art 123(2) and EPC1973Art 123(3), EPC1973Art 139(2) EPC
R. EPC1973Reg 27(1)(b), EPC1973Reg 29(1) EPC

G 2/03
Decision of 08.04.2004
OJ EPO 2004, 448

"Disclaimer/​GENETIC SYSTEMS"
–
Allowability of disclaimers – delimitation against state of the art under Article 54(2) EPC 1973 and EPC1973Art 54(3)/​EPC1973Art 54(4) – accidental anticipation – exclusion of subjectmatter not eligible for patent protection
Drafting of disclaimers – requirements of clarity and conciseness

–

Art. EPC1973Art 52, EPC1973Art 53, EPC1973Art 54(2), EPC1973Art 54(3) and EPC1973Art 54(4), EPC1973Art 56, EPC1973Art 57, EPC1973Art 60(2), EPC1973Art 84, EPC1973Art 87(1), EPC1973Art 112(1), EPC1973Art 123(2) and EPC1973Art 123(3), EPC1973Art 139(2) EPC
R. EPC1973Reg 27(1)(b), EPC1973Reg 29(1) EPC

G 3/03
Decision of 28.01.2005
OJ EPO 2005, 344

"Reimbursement of the appeal fee/​HIGHLAND"
–
Interlocutory revision and request for reimbursement of the appeal fee – department of the first instance not competent to refuse the request for reasons of equity – competence of the board of appeal which would have been competent to decide on the substantive issues of the appeal in the absence of interlocutory revision

–

Art. EPC1973Art 21, EPC1973Art 106, EPC1973Art 107, EPC1973Art 108, EPC1973Art 109, EPC1973Art 111(1) and EPC1973Art 112(1) EPC
R. EPC1973Reg 67 EPC
Art. 11 RFees

G 1/04
Decision of 16.12.2005
OJ EPO 2006, 334

"Diagnostic methods"
–
Diagnostic methods under Article 52(4) EPC 1973 representing inventions excluded from patentability by means of a legal fiction – Proper construction of the terms "diagnostic methods" and "practised on the human or animal body" referred to in Article 52(4) EPC 1973 – requirements of clarity and legal certainty – difficulty of defining medical and veterinary practitioners on a European level within the framework of the EPC – essential features of a diagnostic method excluded from patent protection under Article 52(4) EPC 1973 – qualification of an activity as having a diagnostic character – requirements for a diagnostic method to be regarded as being practised on the human or animal body

–

Art. EPC1973Art 4(3), EPC1973Art 52(1), EPC1973Art 52(2), EPC1973Art 52(4), EPC1973Art 57, EPC1973Art 84, EPC1973Art 112(1)(b) EPC
R. EPC1973Reg 29 EPC
Art. 53(c) EPC 2000

G 2/04
Decision of 25.05.2005
OJ EPO 2005, 549

"Transfer of opposition/​
HOFFMANN–LA ROCHE"
–
Admissibility of the referral (yes) – Transfer of opponent status – free transfer (no) – transfer to subsidiary in whose interest the opposition was filed (no) – Correction of the appellant contrary to true intentions (no) – Auxiliary request concerning the person of the appellant in case of legal uncertainty

–

Art. EPC1973Art 58, EPC1973Art 99(1), EPC1973Art 105, EPC1973Art 107, EPC1973Art 108, EPC1973Art 112(1)(a), EPC1973Art 114(2), EPC1973Art 134 EPC
R. EPC1973Reg 20, EPC1973Reg 60(2), EPC1973Reg 61, EPC1973Reg 64(a), EPC1973Reg 65(2), EPC1973Reg 88, EPC1973Reg 101(1), EPC1973Reg 101(4) EPC

G 3/04
Decision of 22.08.2005
OJ EPO 2006, 118

"Intervention/​EOS"
–
Intervention in appeal proceedings – Continuation of proceedings after withdrawal of sole appeal – Payment of appeal fee

–

Art. EPC1973Art 99, 100, 105, 105(2), 107, 108, 112, 112(1)(a), 125 EPC

G 1/05
Decision of 07.12.2006
OJ EPO 2007, 362

"Exclusion and objection/​XXX"
–
Notice of withdrawal under Article 24(2) EPC 1973 – requirements for replacement of a member of the Enlarged Board of Appeal – Suspicion of partiality against a member of the Enlarged Board of Appeal – merely based on participation of that member in a prior decision of a Board of Appeal having taken a position on the matter – suspicion not justified on an objective basis

–

Art. EPC1973Art 24(1), EPC1973Art 24(2), EPC1973Art 24(3), EPC1973Art 24(4), EPC1973Art 76(1), EPC1973Art 105(1), EPC1973Art 112(1)(a), EPC1973Art 123(2) EPC
R. EPC1973Reg 66(2)(g) EPC
RPEBA Art. 1(2)
RPBA Art. 13, third sentence, 15
Business distribution scheme EBA 2006 Art. 2(3)
ECHR Art. 6(1)
Rules of Court ECHR R. 28(2)(a), (d), (3)
Federal Constitution (AT) Art. 87(3)
Federal Constitution (CH) Art. 30(1)
Federal Constitution (DE) Art. 101(1) 2
Jurisdiktionsnorm (AT) § 20
Patentgesetz (AT) § 76
Zivilprozessordnung (DE) § 41
Codice di procedura civile (IT) Art. 51

G 1/05
Decision of 28.01.2007
OJ EPO 2008, 271

"Divisional/​ASTROPOWER"
–
Invalidity as a result of non-compliance with Article 76(1) EPC 1973 on filing a divisional application (no) – Amendment to conform with Article 76(1) EPC 1973: allowable, even if at time of amendment earlier application no longer pending – Content of a member of a sequence of divisional applications must be disclosure in each of the preceding applications in the sequence as filed – Claims of a member of a sequence of divisional applications need not be directed to subject-matter within the scope of the claims of the preceding applications in the sequence as filed

–

Art. EPC1973Art 54(3), EPC1973Art 75(2), EPC1973Art 76(1), , EPC1973Art 76(2), , EPC1973Art 76(3), EPC1973Art 77(5), EPC1973Art 82, EPC1973Art 96(2), EPC1973Art 97(1), EPC1973Art 100(c), EPC1973Art 102(3), EPC1973Art 112(1)(a), EPC1973Art 113(1), EPC1973Art 123(1), , EPC1973Art 123(2), EPC1973Art 138(1)(c) and EPC1973Art 138(2)
R.  EPC1973Reg 25(1), EPC1973Reg 25(2), EPC1973Reg 51(2), EPC1973Reg 86(3) EPC1973Reg 86(4)
RPEBA Art. 8
UK Patents Act 1977: Sections 76(1), 130(7)

G 1/06
Decision of 28.06.2007
OJ EPO 2008, 307

"Sequences of divisionals/​SEIKO"
–
Invalidity as a result of non-compliance with Article 76(1) EPC 1973 on filing a divisional application (no) – Amendment to conform with Article 76(1) EPC 1973: allowable, even if at time of amendment earlier application no longer pending – Content of a member of a sequence of divisional applications must be disclosed in each of the preceding applications in the sequence as filed – Claims of a member of a sequence of divisional applications need not be directed to subject-matter within the scope of the claims of the preceding applications in the sequence as filed

–

Art. EPC1973Art 54(3), EPC1973Art 75(2), EPC1973Art 76(1), EPC1973Art 76(2), EPC1973Art 76(3), EPC1973Art 77(5), EPC1973Art 82, EPC1973Art 96(2), EPC1973Art 97(1), EPC1973Art 100(c), EPC1973Art 102(3), EPC1973Art 112(1)(a), EPC1973Art 113(1), EPC1973Art 123(1), , EPC1973Art 123(2), EPC1973Art 138(1)(c) and EPC1973Art 138(2)
R. EPC1973Reg 25(1), EPC1973Reg 25(2), EPC1973Reg 51(2), EPC1973Reg 86(3),  EPC1973Reg 86(4)
RPEBA Art. 8
UK Patents Act 1977: Sections 76(1), 130(7)

Case number,  
date,  
publication

Headword/​Subject

–

Article, Rule of the EPC

G 2/06
Decision of 25.11.2008
OJ EPO 2009, 306

"Use of embryos/​WARF"
–
Admissibility of referral (yes) – Referral for preliminary ruling by European Court of Justice (no): request not admissible, as no power to make such referral under EPC – Rule 28(c) (formerly 23d(c)) EPC applicable to pending applications filed before it came into force (yes)
– Rule 28(c) (formerly 23d(c)) EPC intra vires Article 53(a) EPC and in conformity with TRIPS Article 27 (yes) – Exception to patentability of Rule 28(c) (formerly 23d(c)) EPC applicable where claimed product could be prepared exclusively by method necessarily involving the destruction of embryos even if method is not explicitly part of claims (yes) – In assessing the exception to patentability of Rule 28(c) (formerly 23d(c)) EPC technical developments after date of filing not of relevance

–

Art. EPCArt 23(3), EPCArt 53(a), EPCArt 164(2)
R. EPCReg 26, EPCReg 26(1), EPCReg 28, EPCReg 28(c), EPCReg 29
EPC 1973: Art. EPC1973Art 53(a),EPC1973Art 112(1)(a)
R. EPC1973Reg 23b, EPC1973Reg 23b(1), EPC1973Reg 23d, EPC1973Reg 23d(c), EPC1973Reg 23e
Consolidated version of the Treaty establishing the European Community, in force since 1 February 2003 under the Treaty of Nice signed 26 February 2001: Art. 234
Directive 98/​44/​EC of 6 July 1998: Art. 6, 6(1), 6(2), 6(2)(c), Recital 42
TRIPS: Art. 27, 27(2)
Germany: Gesetz zum Schutz von Embryonen of 13 December 1990, § 8

UK: Human Fertilisation and Embryology Act 1990, Section 1(1)

G 1/07
Decision of 15.02.2010
OJ EPO 2011, 134

"Treatment by surgery/​MEDI-PHYSICS"
–
Applicable provisions: Art. 112(1) EPC 1973, Art. 53(c) EPC – Admissibility of the referral (yes) – The Vienna Convention: principle of narrow interpretation of exclusions (no) – One surgical step in a multi-step method: excluded from patentability (yes) – Limited to surgery for a therapeutic purpose (no) – Meaning of the wording of the exclusion: legal history, impact of jurisprudence and practice, ratio legis – Nature of interventions: involvement of a practitioner (no) – Medical skills and health risks: further criteria – Claim left to encompass a surgical step (no) – Disclaimer under Article 53(c) EPC (yes), subject to remaining requirements of EPC – Omission: methods only concerning the internal operation of a device (yes), subject to remaining requirements of the EPC – Possible use of non-surgical method in a surgical method: irrelevant, if non-surgical method complete teaching in itself

–

Vienna Convention on the Law of Treaties: Art. 31, 32
TRIPS: Art. 27.3(a)
Directive 98/​44/​EC of the European Parliament and the Council of 6 July 1998 on the legal protection of biotechnological inventions: Art. 6(2), Recital 35
Decision of the Administrative Council of 28 June 2001 on the transitional provisions under Article 7 of the Act revising the EPC: Art. 1
Act revising the Convention on the Grant of European Patents: Art. 3(1), 7(1)

EPC: Art. EPCArt 4(3), EPCArt 53(b), EPCArt 53(c), EPCArt 56, EPCArt 83, EPCArt 84, EPCArt 123(2), EPCArt 123(3)
R. EPCReg 43
PCT R. PCR 39.1, PCR 67.1
Swiss PatG: Art. 2(2)
German PatG: § 5(2)
UK Patents Act 1977: Section 4(2)
EPC 1973: Art. EPC1973Art 52-EPC1973Art 57, EPC1973Art 52(2), EPC1973Art 52(3), EPC1973Art 52(4), EPC1973Art 53(b), EPC1973Art 84, EPC1973Art 112(1), EPC1973Art 177(1)

G 2/07

Decision of 09.12.2010

OJ EPO 2012, 130

"Broccoli/​PLANT BIOSCIENCE"

–

Admissibility of referrals (yes) – Applicable law – Article 33(1)(b) EPC and substantive patent law – Protection of “legitimate” expectations – Rule 26(5) EPC and Article 2(2) Biotech Directive as exhaustive definitions (yes) – “Crossing” and “selection” natural phenomena by way of a legal fiction (no) – Legislative history of Article 2(2) Biotech Directive – Contradictory meaning of the provision – No guidance on the interpretation of the term “essentially biological process for the production of plants” in Article 53(b) EPC – Meaning of that exclusion: production of plants vs. plant varieties – “production” vs. “Züchtung” and “obtention” (not decided) – Interpretation of “essentially biological” – The Article 52(4) EPC 1973 analogy (no) – the computer-related inventions approach (no) – the T 320/87 approach – criteria linked to the state of the art (no) – The systematic context of Article 53(b) EPC – the legislative history of the SPC and the EPC 1973 – Conclusions from legislative history: Exclusion of processes based on sexual crossing of whole genomes and on subsequent selection of plants (yes) – Addition of technical step serving the performance of the process steps – not sufficient to escape exclusion – Inclusion within that process of a step by itself modifying the genome of the plant produced – process not excluded from patentability

–

Vienna Convention on the Law of Treaties: Art. 31(1), 32

Paris Convention: Art. 4G

Strasbourg Patent Convention: Art. 2b

International Convention for the Protection of New Varieties of Plants (UPOV Convention)

Directive 98/​44/​EC of the European Parliament and of the Council of 6 July 1998 on the legal protection of biotechnological inventions: Art. 2(2), 7, recitals 17, 33

Decision of the Administrative Council of 28 June 2001 on the transitional provisions under Article 7 of the Act revising the EPC: Art. 1(1)

Decision of the Administrative Council of 7 December 2006 amending the Implementing Regulations to the European Patent Convention 2000: Art. 2

Notice dated 1 July 1999 concerning the amendment of the Implementing Regulations to the European Patent Convention: Point 19, explanatory notes to Rule 23b(5)

EPC: Art. EPCArt 52, EPCArt 52(1), EPCArt 52(2), EPCArt 52(3), EPCArt 53, EPCArt 53(b), EPCArt 83, EPCArt 164(2)

R. EPCReg 26 (1), EPCReg 26(2), EPCReg 26(3), EPCReg 26(5), EPCReg 27(c)

EPC 1973:

Art. EPC1973Art 33(1)(b), EPC1973Art 52, EPC1973Art 52(4), EPC1973Art 53(b), EPC1973Art 76, EPC1973Art 83, EPC1973Art 164(2)

R. EPC1973Reg 23c(c), EPC1973Reg 23b(1), EPC1973Reg 23b(5), EPC1973Reg 25(1), EPC1973Reg 28

G 1/08

Decision of 09.12.2010

OJ EPO 2012, 206

"Tomatoes/​STATE OF ISRAEL"

(Keywords: see G 2/07)

–

Vienna Convention on the Law of Treaties: Art. 31(1), 32

Paris Convention: Art. 4G

Strasbourg Patent Convention: Art. 2b

International Convention for the Protection of New Varieties of Plants (UPOV Convention)

Directive 98/​44/​EC of the European Parliament and of the Council of 6 July 1998 on the legal protection of biotechnological inventions: Art. 2(2), 7, recitals 17, 33

Decision of the Administrative Council of 28 June 2001 on the transitional provisions under Article 7 of the Act revising the EPC: Art. 1(1)

Decision of the Administrative Council of 7 December 2006 amending the Implementing Regulations to the European Patent Convention 2000: Art. 2

Notice dated 1 July 1999 concerning the amendment of the Implementing Regulations to the European Patent Convention: Point 19, explanatory notes to Rule 23b(5)

EPC: Art. EPCArt 52, EPCArt 52(1), EPCArt 52(2), EPCArt 52(3), EPCArt 53, EPCArt 53(b), EPCArt 83, EPCArt 164(2)

R. EPCReg 26 (1), EPCReg 26(2), EPCReg 26(3), EPCReg 26(5), EPCReg 27(c)

EPC 1973:

Art. EPC1973Art 33(1)(b), EPC1973Art 52, EPC1973Art 52(4), EPC1973Art 53(b), EPC1973Art 76, EPC1973Art 83, EPC1973Art 164(2)

R. EPC1973Reg 23c(c), EPC1973Reg 23b(1), EPC1973Reg 23b(5), EPC1973Reg 25(1), EPC1973Reg 28

G 2/08
Interlocutory decision of 15.06.2009
OJ EPO, not published

–

–

Art. EPCArt 24
RPEBA: Art. 4
EPC 1973: Art. EPC1973Art 24

G 2/08
Decision of 19.02.2010
OJ EPO 2010, 456

"Dosage regime/​ABBOTT RESPIRATORY"
–
Admissibility of referral (yes) – Applicable law – Rules of interpretation of the EPC as an international treaty – Respective domains of prohibition under Art. 53(c) EPC and permission under Art. 54(4) and (5) EPC) – Intention of the legislator – Notional novelty concept under Art. 54(4) and (5) EPC – Meaning of any "specific use" under Art. 54(5) EPC – Technical effect of a specific use – Abolition of so called Swiss-type claims – Time limit set for applicants to comply

–

Art. EPCArt 53(c), EPCArt 54(4), EPCArt 54(5)
EPC 1973: Art. EPC1973Art 52(4), EPC1973Art 54(5)
Vienna Convention on the Law of Treaties: Art. 31, 32

G 3/08
Interlocutory decision of 16.10.2009
OJ EPO, not published

 
–
Objection to a member of the EBA, suspicion of partiality

–

Art. EPCArt 24
RPBA: Art. 4
EPC 1973: Art. EPC1973Art 24

G 3/08
Decision of 12.05.2010
OJ EPO 2011, 10

"Programs for computers"
–

–

Art. 31 Vienna Convention on the Law of Treaties

EPC 1973: Art. EPC1973Art 52(1)

Art. EPCArt 4(2), EPCArt 4(3), EPCArt 10 ff., EPCArt 15, EPCArt 21- EPCArt 23, EPCArt 24(4), EPCArt 31, EPCArt 52, EPCArt 56, EPCArt 112(1), EPCArt 112a, EPCArt 123(3), EPCArt 177(1)
RPEBA: Art. 4(1), 10
RPBA: Art. 20(1)

G 4/08
Decision of 16.02.2010
OJ EPO 2010, 572

"Language of the proceedings/​MERIAL"
–
Language of the proceedings

–

Art. EPCArt 14(1), EPCArt 14(3), EPCArt 153

R. EPCReg 3, EPCReg 4, EPCReg 157(2), EPCReg 159
EPC 1973: Art. EPC1973Art 14(1), , EPC1973Art 14(3), EPC1973Art 150(3), EPC1973Art 153, EPC1973Art 158

EPC 1973: R. EPC1973Reg 1, EPC1973Reg 2, EPC1973Reg 107(1)(a)

PCT: Art. 3(4) PCT, Art. 22 PCT, Art. 23 PCT
R. PCR 12(1), PCR 49(1), PCR 49(2)

G 1/09
Decision of 27.09.2010
OJ EPO 2011, 336

"Pending application/​SONY"
–
Pending application - Definition – Divisional application – Appeal period

–

Art. EPCArt 112(1)

R. EPCReg 36(1), EPCReg 111(1)
PCT: Art. 22 PCT, Art. 23(1) PCT
Vienna Convention on the Law of Treaties 1969: Art. 31, 32
§ 705 of the German Code of Civil
Procedure (Zivilprozessordnung)
§ 411 of the Austrian Code of Civil
Procedure (Zivilprozessordnung)
Art. 500 of the French Code of Civil
Procedure (Nouveau Code de Procédure
Civile, NCPC)
EPC 1973:
Art. EPC1973Art 60, EPC1973Art 64(1), EPC1973Art 67, EPC1973Art 67(4), EPC1973Art 71, EPC1973Art 76, EPC1973Art 97(1), EPC1973Art 97(4), EPC1973Art 106, EPC1973Art 108, EPC1973Art 125, EPC1973Art 150(2), EPC1973Art 175(2), EPC1973Art 175(3)
R. EPC1973Reg 13(1), EPC1973Reg 13(3), EPC1973Reg 25(1), EPC1973Reg 29(2), EPC1973Reg 48(2), EPC1973Reg 51, EPC1973Reg 51(4)

G 1/10
Decision of 23.07.2012
OJ EPO 2013,194

"Request to correct patent/​
FISHER-ROSEMOUNT"
–
Request under Rule 140 EPC to correct patent inadmissible

–

Art. EPCArt 2(2), EPCArt 19(1), EPCArt 70(1), EPCArt 70(3), EPCArt 97(1), EPCArt 100, EPCArt 109(1), EPCArt 112(1)a), EPCArt 113(2), EPCArt 123(2), EPCArt 123(3), EPCArt 138

R. EPCReg 71, EPCReg 91, EPCReg 95, EPCReg 103(1)a), EPCReg 139, EPCReg 140

Relevant legal provisions

(EPC 1973):

R. EPC1973Reg 89

G 2/10
Decision of 30.08.2011
OJ EPO 2012, 376

"Disclaimer/​SCRIPPS"
–
Admissibility of referral (yes) – Construction of referred question – term disclaimer – subject-matter instead of embodiment – G 1/03 and G 2/03 relating to disclaimers for disclosed subject-matter (no) – General definition for assessment under Article 123(2) EPC – applicable to disclaimers for disclosed subject-matter (yes) – Point of reference: subject-matter remaining claimed – Technical assessment of overall circumstances of the case required – same test as for positive features – Disclaimed subject-matter disclosed as part of the invention – not relevant – Importance of uniform concept of disclosure and uniform determination of rights derivable therefrom

–

Art. EPCArt 54(2), EPCArt 54(3), EPCArt 56, EPCArt 61(1)(b), EPCArt 76(1), EPCArt 83, EPCArt 84, EPCArt 87(1), EPCArt 123(2), EPCArt 123(3) EPC

G 1/11
Decision of 19.03.2014
OJ EPO 2014, A122

"Non-refund of further search fees/​BAUER"
–
Appeal against decision of examining division refusing request for refund of search fees under Rule 64(2) EPC – Competence of technical board of appeal

–

Art. EPCArt 17, EPCArt 21(2), EPCArt 21(3), EPCArt 21(4), EPCArt 82, EPCArt 112(1)(a)

R. EPCReg 44, EPCReg 64(2), EPCReg 112(2)

EPC 1973: Art. EPC1973Art 154(3)

EPC 1973: R. EPC1973Reg 46(2), EPC1973Reg 9(3)

Vienna Convention on the Law of Treaties: Art. 31, 32

G 1/12
Decision of 30.04.2014
OJ EPO 2014, A114

"Identity of the appellant"
–
Admissibility of the appeal – Identity of the appellant – Notice of appeal filed in name of person not entitled to appeal – Error alleged in identity – Deficiency under Rule 101(2) EPC and Rule 99(1)(a) EPC – Correction of an error under Rule 139, first sentence, EPC

–

Art. EPCArt 14(4), EPCArt 106, EPCArt 107, EPCArt 108, EPCArt 109, EPCArt 112(1), EPCArt 133(2) and EPCArt 133(3)

R. EPCReg 5, second sentence, EPCReg 41(2)(c), EPCReg 76(1) and EPCReg 76(2), EPCReg 99(1), EPCReg 100(1), EPCReg 101(1) and EPCReg 101(2), EPCReg 109, first sentence, EPCReg 116(1), EPCReg 131(2), second sentence, EPCReg 132(2), first sentence, EPCReg 137(1), EPCReg 139, first sentence

EPC 1973: Art. EPC1973Art 107

EPC 1973: R. EPC1973Reg 43, EPC1973Reg 66(1), EPC1973Reg 65(2), EPC1973Reg 71a(1), EPC1973Reg 88, first sentence

G 2/12
Decision of 25.03.2015

OJ EPO 2016, A27

"Tomatoes II"
–
Admissibility of referrals by the board of appeal (yes) – point of law of fundamental importance (yes) – effect of Article 53(b) EPC on the allowability of a product claim or a product-by-process claim directed to plants or plant material – essentially biological process for the production of plants – nterpretation of exclusion from patentability – rules of interpretation – dynamic interpretation (no) – legal erosion of the exception to patentability (no)

–

Art. EPCArt 52, EPCArt 53, EPCArt 54, EPCArt 56, EPCArt 57, EPCArt 64(2), EPCArt 69, EPCArt 100(a), EPCArt 112(1)(a), EPCArt 125, EPCArt 150(2), EPCArt 164, EPCArt 177

R. EPCReg 26, EPCReg 27(b), EPCReg 27(c), EPCReg 28(c)

EPC 1973: Art. EPC1973Art 52(4), EPC1973Art 53(b)

EPC 1973: R. EPC1973Reg 23b(5), EPC1973Reg 23c, EPC1973Reg 23d

RPEBA: Art. 13, 14(2)

Decision AC of 28 June 2001 on the transitional provisions under Art. 7 of the Act revising the EPC: Art. 1(1)

Decision AC of 7 December 2006 amending the Implementing Regulations to the European Patent Convention 2000: Art. 2

VCLT: Art. 4, 31(1), (3), 32

UPOV Convention 1961: Art. 2

UPOV Convention 1991: Art. 14(1), (2)

Strasbourg Convention: Art. 2

Directive 98/​44/​EC of the European Parliament and of the Council of 6 July 1998 on the legal protection of biotechnological inventions: Art. 2, 3, 4, 6(2)

Council Regulation (EC) No 2100/​94 of 27 July 1994 on Community plant variety rights: Art. 5(3), 13(2)

Germany: Patentgesetz 1936 (2013), § 2a

France: Loi n° 2004-1338 relative à la protection des inventions biotechnologiques Art. L. 611-19

The Netherlands: Rijksoctrooiwet 1995 (2014), Art. 3

Austria: Patentgesetz 1970 (2014), § 2(2)

Switzerland: Bundesgesetz über die Erfindungspatente 1954 (2012), § 2(2)

United Kingdom: Patents Act 1977 (2014), Section 76a and Schedule A2

G 1/13
Decision of 25.11.2014
OJ EPO 2015, A42

"Fischer-Tropsch Catalysts/​SASOL TECHNOLOGY II"
–
Admissibility of referral (yes) – Opponent company ceasing to exist under national law – Retrospective restoration of opponent company to existence under national law – Recognition by EPO of retrospective restoration of opponent company to existence under national law (yes) – Opposition proceedings to be continued by restored opponent company (yes) – Admissibility of appeal (yes)

–

Art. EPCArt 99(1), EPCArt 112(1), EPCArt 121 and EPCArt 122

R. EPCReg 152(8)

G 2/13
Decision of 25.03.2015

OJ EPO 2016, A28

"Broccoli II"
–
Admissibility of referrals by the board of appeal (yes) – point of law of fundamental importance (yes) – effect of Article 53(b) EPC on the allowability of a product claim or a product-by-process claim directed to plants or plant material – essentially biological process for the production of plants – interpretation of exclusion from patentability – rules of interpretation – dynamic interpretation (no) – legal erosion of the exception to patentability (no)

–

Art. EPCArt 52, EPCArt 53, EPCArt 54, EPCArt 56, EPCArt 57, EPCArt 64(2), EPCArt 69, EPCArt 100(a), EPCArt 112(1)(a), EPCArt 125, EPCArt 150(2), EPCArt 164, EPCArt 177

R. EPCReg 26, EPCReg 27(b), EPCReg 27(c), EPCReg 28(c)

EPC 1973: Art. EPC1973Art 52(4), EPC1973Art 53(b)

EPC 1973: R. EPC1973Reg 23b(5), EPC1973Reg 23c, EPC1973Reg 23d

RPEBA: Art. 13, 14(2)

Decision AC of 28 June 2001 on the transitional provisions under Art. 7 of the Act revising the EPC: Art. 1(1)

Decision AC of 7 December 2006 amending the Implementing Regulations to the European Patent Convention 2000: Art. 2

VCLT: Art. 4, 31(1), (3), 32

UPOV Convention 1961: Art. 2

UPOV Convention 1991: Art. 14(1), (2)

Strasbourg Convention: Art. 2

Directive 98/​44/​EC of the European Parliament and of the Council of 6 July 1998 on the legal protection of biotechnological inventions: Art. 2, 3, 4, 6(2)

Council Regulation (EC) No 2100/​94 of 27 July 1994 on Community plant variety rights: Art. 5(3), 13(2)

Germany: Patentgesetz 1936 (2013), § 2a

France: Loi n° 2004-1338 relative à la protection des inventions biotechnologiques: Art. L. 611-19

The Netherlands: Rijksoctrooiwet 1995 (2014), Art. 3

Austria: Patentgesetz 1970 (2014), § 2(2)

Switzerland: Bundesgesetz über die Erfindungspatente 1954 (2012), § 2(2)

United Kingdom: Patents Act 1977 (2014), Section 76a and Schedule A2

G 1/14
Decision of 19.11.2015

OJ EPO 2016, A95

"Referral to the Enlarged Board of Appeal"
–
Admissibility of the referral of a point of law to the Enlarged Board of Appeal (no) – Rule 126(1) (as in force until 31 March 2015)

–

Art. EPCArt 112(1)(a)

R. EPCReg 126(1), EPCReg 126(2), EPCReg 126(4)

RPEBA Art. 22(2)

G 3/14
Decision of 25.03.2015
OJ EPO 2015, A102

"Examination of clarity objections"
–
Amendments to claims made by proprietor during the opposition proceedings before the EPO – Whether claims as amended during opposition proceedings required to meet requirements of Article 84 EPC – Meaning of the term “amendments” as used in decision G 9/91 – Meaning of the term “amendments” as used in Article 101(3) EPC – Whether combination of granted claims constitutes an amendment – General ambit of Article 101(3) EPC and the requirements of Article 84 EPC in the case of amended claims – Ambit of Article 101(3) EPC and the requirements of Article 84 EPC in the case of amended claims encompassing insertion of elements of dependent claims as granted into an independent claim as granted – Ambit of Article 101(3) EPC and the requirements of Article 84 EPC in the case of amended claims encompassing insertion of complete dependent claims as granted into an independent claim as granted

–

Art. EPCArt 54, EPCArt 56, EPCArt 64, EPCArt 69, 82, EPCArt 83, EPCArt 84, EPCArt 94, EPCArt 97, EPCArt 99, EPCArt 100, EPCArt 101(1), EPCArt 101(2), EPCArt 101(3), EPCArt 105a, EPCArt 111(1), EPCArt 112, EPCArt 114, EPCArt 123(2), EPCArt 123(3), EPCArt 138(1), EPCArt 138(2), EPCArt 138(3)

R. EPCReg 43(1), EPCReg 43(3), EPCReg 43(4), EPCReg 80, EPCReg 86, EPCReg 95(2), EPCReg 100(1)

RFees: Art. 2, item 15 RFees

EPC 1973: Art. EPC1973Art 101(1), EPC1973Art 101(2), EPC1973Art 102(1), EPC1973Art 102(2), EPC1973Art 102(3)

EPC 1973: R. EPC1973Reg 29(4), EPC1973Reg 61a

Vienna Convention on the Law of Treaties of 23 May 1969: Art. 31, 31(1), 32

G 1/15
Decision of 29.11.2016

OJ EPO 2017, A82

"Partial priority "
–
Admissibility of referrals by the boards of appeal (yes) – Point of law of fundamental importance (yes) – Priority right – conditions and effects – Partial and multiple priorities – Legal basis and assessment of partial priority

–

Art. EPCArt 54, EPCArt 76, EPCArt 87, EPCArt 88, EPCArt 89, EPCArt 112(1)(a), EPCArt 123(2)

Paris Convention: Art. 4A(1), 4B, 4C, 4F, 4H

G 1/16
Decision of 18.12.2017

OJ EPO 2018, A70

"Disclaimer III"
–
Allowability of undisclosed disclaimers – Applicability of the gold standard disclosure test as defined in decision G 2/10 to undisclosed disclaimers (no) – Applicability of criteria as defined in decisions G 1/03 and G 2/03 (yes) – Drafting of undisclosed disclaimers – no technical contribution to the claimed subject-matter of the application as filed may be provided

–

Art. EPCArt 52, EPCArt 53, EPCArt 53(c), EPCArt 54, EPCArt 54(2), EPCArt 54(3), EPCArt 54(4), EPCArt 56, EPCArt 57, EPCArt 69(1), EPCArt 84, EPCArt 87, EPCArt 100(a), EPCArt 100(b), EPCArt 100(c), EPCArt 112(1), EPCArt 112(1)(a), EPCArt 123(1), EPCArt 123(2)

R. 115(2) EPC

EPC 1973: Art. EPC1973Art 52(4), EPC1973Art 54(3), EPC1973Art 54(4)

RPEBA: Art. 9, 10, 13, 14(2), 14(4)

Vienna Convention on the Law of Treaties (1969): Art. 31(1), 32
Switzerland: Bundesgesetz über die Erfindungspatente 1954 (2017): Art 24(1)(c)

G 1/18
Opinion of 18.07.2019

OJ EPO 2020, A26

Filing an appeal
–
Appeal deemed filed
Appeal admissible
Appeal fee – reimbursement

–

Art. EPCArt 108, EPCArt 112(1)(b) EPC
R. EPCReg 101(1) EPC

EPC 1973: Art. EPC1973Art 108

EPC 1973: R. 65(1) EPC 1973

G 1/19
Decision of 10.03.2021

OJ EPO 2021, A77

not yet published in the OJ EPO, on the EPO website available in the language of proceedings (English)

Pedestrian simulation
–
"Admissibility of referral - (yes)"
"Transitional provisions of the EPC 2000"
"Patentability of computer-implemented simulations"

–
Art. EPCArt 52(1), EPCArt 52(2), EPCArt 52(3), EPCArt 56, EPCArt 112(1)(a) EPC

United States: 35 U.S.C. § 101

G 2/19
Decision of 16.07.2019

OJ EPO 2020, A87

"Right to be heard and correct venue for oral proceedings"
–
Right of a third party within the meaning of Article 115 EPC to oral proceedings on appeal against a lack of clarity in granted patent claims (no) – Examination by the Enlarged Board of Appeal of the grounds for admissibility of a referral under Article 112(1)(a) EPC – Suspensive effect of an appeal filed by a third party within the meaning of Article 115 EPC against a lack of clarity in granted patent claims (no) – A means of redress is clearly inadmissible where a person without standing to file an appeal (here: a third party within the meaning of Article 115 EPC) relies on a grievance not recognised under the EPC (here: a lack of clarity to be removed from the patent claims for the purposes of Article 84 EPC) – Oral proceedings before the boards of appeal in Haar (permissible)

–

Art. EPCArt 6(2), EPCArt 15, EPCArt 16, EPCArt 17, EPCArt 84 second sentence EPC, EPCArt 106, EPCArt 107, EPCArt 112(1)(a), EPCArt 113, EPCArt 115, EPCArt 116(1) first sentence EPC

G 3/19
Opinion of 14.05.2020
OJ EPO 2020, A119

"Pepper (follow-up to 'Tomatoes II' and 'Broccoli II'"
–
Referred point of law re-phrased (yes) – admissibility of referral by the President of the European Patent Office (yes), after re-phrasing – uniform application of the law (yes) – Point of law of fundamental importance (yes) –different decisions by two Boards of Appeal (yes) – Application of Article 112(1)(b) EPC by analogy (no) – Rules of interpretation – Hierarchy of norms – Conflicting provisions - no of laws – Dynamic interpretation of Article 53(b) EPC (yes) – Impact of Rule 28(2) EPC on interpretation of Article 53(b) EPC (yes) – Exception to patentability of product claims or product-by-process claims directed to plants, plant material or animals, if the claimed product is exclusively obtained by means of an essentially biological process or if the claimed process features define an essentially biological process (yes) – Applicability of the exception to European patents granted before 1 July 2017 and pending European patent applications filed before that day (no)

–

Art. EPCArt 4, EPCArt 15, EPCArt 21, EPCArt 22(1)(a) and EPCArt 22(1)(b), EPCArt 23, EPCArt 33, EPCArt 33(1)(b) and EPCArt 33(1)(c), EPCArt 35(3), EPCArt 52(1), EPCArt 53, EPCArt 53(a), EPCArt 53(b), EPCArt 112(1)(a) and EPCArt 112(1)(b), EPCArt 112a, EPCArt 112a(2), EPCArt 164(2), EPCArt 172

R. EPCReg 26(1) and EPCReg 26(5), EPCReg 27(b), EPCReg 28, EPCReg 28(2)

EPC 1973: R. 23b EPC 1973 to R. 2323e EPC 1973

RPEBA: Art. 10

RPBA 2020: Art. 21

Vienna Convention on the Law of Treaties of 23 May 1969: Art. 31, 32

Treaty of the European Union, consolidated version 2016: Art. 19(3)

Treaty on the Functioning of the European Union: Art. 267, 288 Directive 98/​44/​EC of the European Parliament and of the Council of 6 July 1998 on the legal protection of biotechnological inventions: Art. 1 to 4

Austria: Patentgesetz 1970, § 2(2)

Belgium: Code de droit économique - Dispositions relatives au droit d’obtenteur 2013 (2019), Art. XI.5 § 1er, 3°

Germany: Patentgesetz 1936, § 2a

France: Code de la propriété intellectuelle, Art. L611-19, Loi n° 2016-1087 du 8 août 2016 pour la reconquête de la biodiversité, de la nature et des paysages

Italy: Codice della proprietà industriale (IIPC) 2005, Art. 45.4.b and 81quater(e) The Netherlands: Rijksoctrooiwet 1995, Art. 3

Norway: Lov om patenter (patentloven) 1967 nr 9), Section 1; examination guidelines of the Norwegian Intellectual Property Office, section C, chapter IV, 2a.3.2

Poland: Ustawa z dnia 30 czerwca 2000 r. Prawo własności przemysłowej, Art. 29(1)(ii); Ustawa z dnia 16 października 2019 r. o zmianie ustawy – Prawo własności przemysłowej, Art. 1(4)

Portugal: Código da Propriedade Industrial 2018, Art. 52(3)(c), 53(1)(d) to (f) and (2)

Serbia: Закон о патентима („Службени гласникРС”, бр. 99/​11, 113/​17-др. закон, 95/​18 и 66/​19), Art. 9(3)

G 4/19
Decision of 22.06.2021

OJ EPO 2022, A24

Double patenting

–

Admissibility of referral - (yes)

Interpretation of Article 125 EPC

Procedural provision absent from the Convention

Supplementary means of interpretation under the Vienna Convention on the Law of Treaties

Legal basis for a refusal under Article 97(2) EPC for double patenting

–

Art. EPCArt 52(3), EPCArt 54(2), EPCArt 54(3), EPCArt 60(1), EPCArt 63(1), EPCArt 64(1), EPCArt 66, EPCArt 67(1), EPCArt 76(1), EPCArt 79, EPCArt 79(3), EPCArt 87, EPCArt 88, EPCArt 90(5), EPCArt 94, EPCArt 97(2), EPCArt 112, EPCArt 112(1), EPCArt 123(2), EPCArt 123(3), EPCArt 125, EPCArt 139(3), EPCArt 177 EPC

EPC 1973: Art. EPC1973Art 64(1), EPC1973Art 67(1), EPC1973Art 87, EPC1973Art 165(1), EPC1973Art 165(2), EPC1973Art 166, EPC1973Art 167

RPEBA Art. 9, 10

Vienna Convention on the Law of Treaties of 23 May 1969 Art. 11, 12, 14, 15, 31, 31(1), 31(2), 31(2)(a), 31(2)(b), 32, 32(a), 32(b), 33

G 1/21
Decision of 16.07.2021

OJ EPO 2022, A49

not yet published in the OJ EPO, on the EPO website available in the language of proceedings (English)

Oral proceedings by videoconference

–

Admissibility of referral - (yes)

Oral proceedings by videoconference in case of general emergency

Role of consent of the parties

–

Art. EPCArt 24, EPCArt 112(1)(a), EPCArt 113(1), EPCArt 116(1) EPC

European Convention on Human Rights: Art. 6

Vienna Convention on the Law of Treaties: Art. 31

G 2/21
Decision of 23.03.2023

OJ EPO 2023, A85

Reliance on a purported technical effect for inventive step (plausibility)

–

"admissibility of referrals" – yes

"re-phrasing of the referred questions" – no

"extending the scope of the referred questions" – no

"principle of free evaluation of evidence" – "exception to the principle required" – no

"inventive step" – "reliance on technical effect" – yes, based on the application as originally filed

–

EPC Art. EPCArt 52(1), EPCArt 54, EPCArt 56, EPCArt 83, EPCArt 100, EPCArt 101(2), EPCArt 106(1), EPCArt 112(1)(a), EPCArt 112(2), EPCArt 113(1), EPCArt 117, EPCArt 125

EPC R. EPCReg 4, EPCReg 117-EPCReg 124, EPCReg 150

RPEBA Art. 9, 10, 13, 14(2)

RPBA 2020 Art. 22

Switzerland: Code of Civil Procedure

(Zivilprozessordnung), Art. 157

Federal Act on the Federal Patent Court

- Patent Court Act (Bundesgesetz über

das Bundespatentgericht –

Patentgerichtsgesetz), Art. 27

Germany: Patent Act (Patentgesetz), § 93(1)

Code of Civil Procedure (Zivilprozessordnung), § 286

The Netherlands: Dutch Code of Civil Procedure (Wetboek van Burgerlijke

Rechtsvordering), Art. 152(2)

G 1/22 and G 2/22
Decision of 10.10.2023

OJ EPO 2024, A50

Competence of the European Patent Office to assess whether a party is entitled to claim priority under Article 87(1) EPC (Entitlement to priority)

–

"admissibility of the referral" – (yes)

"rephrasing of the referred questions" – (yes)

"competence of the EPO to assess entitlement to priority" – (yes)

–

EPC Art. EPCArt 54, EPCArt 60, EPCArt 61, EPCArt 72, EPCArt 76, EPCArt 87, EPCArt 88, EPCArt 89, EPCArt 112(1)(a), EPCArt 118, EPCArt 139(2)

R. EPCReg 14, EPCReg 52, EPCReg 53

Paris Convention Art. 4, 19

PCT Art. 11(3)

Germany: Patent Act (Patentgesetz), § 41

The Netherlands: Patent Act, Article 9


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