ANNEXES
ANNEX 1
Decisions discussed in the Case Law Report 2020
I. | PATENTABILITY | |
A. | Exceptions to patentability |
|
1. | Product claims for plants or plant material |
|
| G 3/19 14.05.20 | |
2. | Medical method |
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2.1 | One surgical step in a multi-step method |
|
| T 1631/17 3.2.08 31.07.20 | |
B. | Novelty |
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1. | Availability to the public – obligation to maintain secrecy |
|
| T 72/16 3.2.05 20.02.20 | |
2. | Ascertaining differences – distinguishing features |
|
| T 1930/14 3.3.04 28.11.19 | |
3. | Chemical inventions and selection inventions – lists |
|
| T 2350/16 3.2.05 18.10.19 | |
4. | Second medical use |
|
| T 264/17 3.3.10 22.09.20 | |
5. | Second (or further) non-medical use |
|
| T 1385/15 3.3.10 03.12.19 | |
C. | Inventive step |
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1. | Distinction between plausibility and obviousness |
|
| T 184/16 3.3.02 12.12.19 | |
2. | Closest prior art – most promising starting point |
|
| T 1450/16 3.5.03 17.01.20 T 787/17 3.2.05 11.10.19 | |
3. | The skilled person's level of knowledge |
|
| T 1601/15 3.2.05 04.12.19 | |
4. | Effect not made credible within the whole scope of claim – neural network |
|
| T 161/18 3.5.05 12.05.20 | |
5. | Assessment of inventive step |
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5.1 | Technical character of an invention |
|
| T 1798/13 3.5.01 25.05.20 | |
5.2 | The aim to be achieved in the formulation of the technical problem |
|
| T 1749/14 3.5.01 03.04.20 T 232/14 3.5.01 06.10.20 T 2314/16 3.5.01 07.09.20 | |
II. | PATENT APPLICATION AND AMENDMENTS | |
A. | Claims |
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1. | Clarity of claims – indication of all essential features |
|
| T 2574/16 3.5.07 21.11.19 | |
2. | Clarity of a claim specifying a norm or standard – unspecified features and relative qualities |
|
| T 3003/18 3.4.02 12.02.20 | |
3. | Claims supported by the description |
|
| T 695/16 3.2.07 05.05.20 | |
4. | Claim terms with a well-established meaning in the art – use of the description |
|
| T 1642/17 3.3.04 16.11.20 | |
B. | Unity of invention |
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1. | Determining whether one or several "inventions" – complete search – refund of further search fee |
|
| T 1414/18 3.5.03 15.07.20 | |
C. | Sufficiency of disclosure |
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1. | Reproducibility – neural network |
|
| T 161/18 3.5.05 12.05.20 | |
2. | Level of disclosure required for medical use – plausibility |
|
| T 184/16 3.3.02 12.12.19 | |
D. | Priority |
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1. | Right of priority of the applicant or its successor in title |
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1.1 | Identity of applicants – multiple applicants in the priority application |
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| T 844/18 3.3.08 16.01.20 | |
E. | Amendments |
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1. | Article 123(2) EPC – added subject-matter |
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1.1 | Disclosure derived from the whole of the application as filed |
|
| T 1121/17 3.3.07 16.10.20 | |
1.2 | Forming a range by combination of end-points of disclosed ranges |
|
| T 113/19 3.3.05 17.01.20 | |
1.3 | Selection from lists – converging alternatives |
|
| T 1621/16 3.3.06 14.10.19 | |
1.4 | Disclosed disclaimers |
|
| T 1525/15 3.2.05 14.01.20 | |
2. | Extension of the protection conferred |
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2.1 | Change of claim category |
|
| T 653/16 3.2.04 24.01.20 | |
F. | Divisional applications |
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1. | Designation of contracting states in a divisional application |
|
| J 12/18 3.1.01 19.05.20 | |
III. | RULES COMMON TO ALL PROCEEDINGS BEFORE THE EPO | |
A. | Right to be heard |
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1. | The right to be heard in oral proceedings |
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| T 1414/18 3.5.03 15.07.20 | |
B. | Oral proceedings |
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1. | Oral proceedings held by videoconference |
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| T 1378/16 3.5.03 08.05.20 T 492/18 3.2.04 12.10.20 | |
C. | Law of evidence |
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1. | Evaluation of evidence by the department of first instance |
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| T 1418/17 3.2.01 17.07.20 T 1057/15 3.5.03 29.09.20 T 1604/16 3.2.02 07.12.20 | |
D. | Suspected partiality |
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1. | Suspected partiality of members of the departments of first instance |
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1.1 | Remittal and rehearing of a case |
|
| T 2475/17 3.2.05 09.03.20 | |
E. | Formal aspects of decisions of EPO departments |
|
| T 989/19 3.5.03 25.05.20 | |
F. | Apportionment of costs |
|
| T 101/17 3.2.04 29.01.20 | |
G. |
| |
1. | No refund of duly paid renewal fees on account of time taken for examination proceedings |
|
| T 2069/18 3.5.05 21.01.20 | |
2. | Debit orders – underpayment of the fee for appeal |
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| T 2620/18 3.2.06 16.09.20 T 3023/18 3.3.09 06.12.19 | |
IV. | PROCEEDINGS BEFORE THE DEPARTMENTS OF FIRST INSTANCE | |
A. | Examination procedure |
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1. | Decisions with no text submitted or agreed by the applicant (Article 113(2) EPC) |
|
| T 2277/19 3.2.02 11.12.19 | |
2. | Approval of the text by the applicant |
|
| T 265/20 3.5.05 26.10.20 | |
3. | Amendments after the decision to grant |
|
| T 646/20 3.2.04 11.11.20 | |
4. | Withdrawal of the patent application |
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4.1 | Correction of the withdrawal of the application under Rule 139 EPC |
|
| J 6/19 3.1.01 15.01.20 J 7/19 3.1.01 15.01.20 | |
B. | Opposition procedure |
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1. | Filing and admissibility requirements – payment of opposition fee |
|
| T 1000/19 3.3.03 20.03.20 | |
2. | Late submissions – concept of "in due time" |
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| T 2734/16 3.2.03 15.10.19 | |
3. | Amendments in opposition proceedings |
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3.1 |
| |
| T 2450/17 3.3.05 10.01.20 T 1285/15 3.2.05 18.11.19 T 2063/15 3.2.06 12.12.19 T 1764/17 3.2.04 22.09.20 | |
3.2 | Time frame for filing amendments |
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| T 756/18 3.2.07 16.12.19 T 966/17 3.2.01 30.10.20 T 84/17 3.3.06 22.09.20 | |
V. | PROCEEDINGS BEFORE THE BOARDS OF APPEAL | |
A. | Appeal procedure |
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1. | RPBA 2020 |
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1.1 | Primary object of the appeal proceedings – Article 12(2) RPBA 2020 |
|
| T 1604/16 3.2.02 07.12.20 | |
1.2 | Reasons for decisions in abridged form |
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| T 1687/17 3.2.01 09.01.20 T 2227/15 3.2.07 29.01.20 | |
2. | Party adversely affected (Article 107 EPC) |
|
| T 265/20 3.5.05 26.10.20 | |
3. | Reduced fee for appeal filed by a natural person or an entity |
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| T 1060/19 3.5.06 11.02.20 T 225/19 3.2.05 16.10.20 T 3023/18 3.3.09 06.12.19 T 2620/18 3.2.06 16.09.20 | |
4. | Content of the statement of grounds of appeal |
|
| T 2884/18 3.2.01 28.05.20 | |
5. | Review of first-instance discretionary decisions |
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| T 2603/18 3.2.06 20.02.20 T 467/15 3.5.02 10.12.19 T 487/16 3.2.06 30.04.20 T 617/16 3.5.03 10.07.20 T 2049/16 3.2.05 06.10.20 | |
6. | New submissions on appeal |
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6.1 | Late submission of new arguments |
|
| T 1875/15 3.3.02 03.12.19 | |
6.2 | Principles applying to late submissions – inter partes proceedings – RPBA 2007 |
|
| T 369/15 3.2.05 02.10.19 | |
6.3 | Article 12(4) RPBA 2007 |
|
| T 101/17 3.2.04 29.01.20 | |
6.4 | State of proceedings – procedural economy – RPBA 2007 |
|
| T 2734/16 3.2.03 15.10.19 | |
6.5 | Amendment to a party's case – RPBA 2020 |
|
| T 1480/16 3.2.01 05.02.20 T 482/19 3.2.01 12.10.20 T 995/18 3.2.01 22.10.20 T 1217/17 3.2.01 25.09.20 | |
6.6 | Submissions made in the statement of grounds or the reply – first stage of the appeal proceedings – Article 12(3) to (6) RPBA 2020 |
|
| J 12/18 3.1.01 19.05.20 J 14/18 3.1.01 19.05.20 | |
6.7 | Submissions made after filing of statement of grounds or reply – second stage of the appeal proceedings – Article 13(1) RPBA 2020 |
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6.7.1 | New lines of attack in respect of inventive step based on documents submitted during first-instance proceedings – not admitted |
|
| T 256/17 3.2.07 17.04.20 | |
6.7.2 | New documents in response to experimental data submitted by the patent proprietor – admitted |
|
| T 23/17 3.3.03 30.01.20 | |
6.8 | Submissions made after notification of summons – third stage of the appeal proceedings – transitional cases |
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6.8.1 | Simultaneous application of Article 13 RPBA 2007 and Article 13(1) RPBA 2020 |
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| T 634/16 3.2.06 10.01.20 T 32/16 3.2.06 14.01.20 T 2227/15 3.2.07 29.01.20 T 1597/16 3.2.03 14.01.20 T 584/17 3.4.02 10.02.20 | |
6.8.2 | Applicability of Article 13(2) RPBA 2020 in cases of postponement of oral proceedings |
|
| T 950/16 3.2.08 25.09.20 | |
6.8.3 | New request in response to preliminary opinion of the board clarifying a party's objections – admitted |
|
| T 32/16 3.2.06 14.01.20 | |
6.8.4 | New auxiliary requests in response to the board's preliminary opinion – fundamental importance of the point at issue already clear beforehand – not admitted |
|
| T 136/16 3.2.06 03.03.20 | |
6.8.5 | Inventive step attack substantiated for the first time at oral proceedings – not admitted |
|
| T 2227/15 3.2.07 29.01.20 | |
6.8.6 | Limitation not leading to any new disputed points of fact or patent law and prima facie allowable – requests admitted |
|
| T 1597/16 3.2.03 14.01.20 | |
6.8.7 | Request does not prima facie overcome objection – not admitted |
|
| T 1187/15 3.2.02 20.01.20 | |
6.9 | Submissions made after notification of summons – third stage of appeal proceedings – Article 13(2) RPBA 2020 |
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6.9.1 | Oral proceedings cancelled after notification of summons – Article 13(2) RPBA 2020 still applies |
|
| T 2279/16 3.4.03 03.06.20 | |
6.9.2 | New request based on request filed with statement of grounds and overcoming new objections raised in board's communication – admitted |
|
| T 1278/18 3.2.03 04.06.20 | |
6.9.3 | New request based on request filed in response to reply of the respondent and containing editorial amendments to remove inconsistencies – admitted |
|
| T 131/18 3.2.04 02.10.20 | |
6.9.4 | New request in response to board's preliminary opinion based on earlier objections – not admitted |
|
| T 1187/16 3.5.02 13.07.20 | |
6.9.5 | New request in response to objections which do not go beyond the framework of the board's initial objection – not admitted |
|
| T 2214/15 3.5.02 21.07.20 | |
6.9.6 | New request in response to change in the board's opinion – not admitted as objection and arguments already known |
|
| T 752/16 3.5.03 27.08.20 | |
6.9.7 | Amendment not adding anything of substance to the discussion of the objection raised – not admitted |
|
| T 953/16 3.5.03 14.04.20 | |
6.9.8 | New document and new lines of attack in response to board's preliminary opinion which was exclusively based on earlier submissions – not admitted |
|
| T 908/19 3.2.04 25.05.20 | |
7. | Remittal to the department of first instance |
|
7.1 | Article 11 RPBA 2020 – special reasons |
|
| T 731/17 3.5.07 15.01.20 T 1966/16 3.3.07 20.01.20 T 1531/16 3.2.07 25.05.20 T 3247/19 3.2.07 04.03.20 T 350/17 3.3.06 04.09.20 | |
7.2 | Incomplete search |
|
| T 547/14 3.5.01 29.01.20 T 97/14 3.5.01 25.05.20 | |
7.3 | Remittal for adaptation of the description |
|
| T 32/16 3.2.06 14.01.20 | |
7.4 | Ordering a different composition of the department of first instance |
|
| T 2475/17 3.2.05 09.03.20 | |
8. | Reimbursement of appeal fees |
|
8.1 | Substantial procedural violation |
|
| T 74/17 3.2.04 16.09.20 | |
8.2 | Excessive length of proceedings |
|
| T 1243/17 3.5.06 04.12.20 | |
8.3 | Withdrawal of appeal or withdrawal of request for oral proceedings under Rule 103(4) EPC (25%) |
|
| T 1610/15 3.2.05 09.10.20 T 777/15 3.3.01 17.11.20 T 1730/16 3.3.01 28.10.20 T 73/17 3.2.07 15.06.20 T 517/17 3.5.03 27.10.20 T 2044/16 3.2.01 24.06.20 T 110/18 3.3.05 12.06.20 T 1678/17 3.5.05 30.06.20 | |
B. | Proceedings before the Enlarged Board of Appeal |
|
1. | Referral by the President of the EPO |
|
| G 3/19 14.05.20 | |
2. | Grounds for petition for review |
|
2.1 | Article 112a(2)(c) EPC – alleged fundamental violation of Article 113 EPC |
|
| R 10/18 17.12.20 |