ANNEXES
ANNEX 1
| Decisions discussed in the Case Law Report 2018/2019 |
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I. | PATENTABILITY |
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A. | Exceptions to patentability |
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1. | Patentability of biological inventions |
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| G 3/19 14.05.20 | |
2. | Product claims for plants or plant material |
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| T 1063/18 3.3.04 05.12.18 | |
3. | Medical methods |
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3.1 | "Treatment by surgery" in the case law since G 1/07 |
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| T 2699/17 3.2.08 22.01.19 | |
3.2 | Apparatus claim – disguised method claim? |
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| T 1731/12 3.4.01 15.02.19 | |
B. | Novelty |
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1. | Common general knowledge |
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1.1 | Specialist journals as common general knowledge |
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| T 1727/14 3.2.05 13.12.18 | |
2. | Availability to the public |
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2.1 | Public prior use – internal structure or composition of a product |
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| T 1833/14 3.3.03 07.12.17 T 1409/16 3.3.06 19.04.18 | |
2.2 | The concept of "the public" – public library |
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| T 1050/12 3.3.01 22.01.18 | |
2.3 | Public availability of documents submitted for standardisation |
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| T 2239/15 3.4.01 19.06.19 | |
3. | Determining the content of the relevant prior art |
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3.1 | Taking implicit features into account |
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| T 1456/14 3.2.04 15.06.18 | |
4. | Ascertaining differences |
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4.1 | Functional features |
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| T 1931/14 3.2.04 21.02.18 | |
5. | Chemical inventions and selection inventions |
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5.1 | Achieving a higher degree of purity |
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| T 1085/13 3.3.02 09.11.18 | |
6. | First and second medical use – new therapeutic application based on the group of subjects to be treated |
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| T 694/16 3.3.09 15.05.19 | |
7. | Second (or further) non-medical method – novelty criteria for product claims with purpose characteristics |
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| T 116/14 3.4.03 26.03.19 | |
C. | Inventive step |
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1. | Problem and solution approach |
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| T 1761/12 3.4.01 19.12.17 | |
2. | Determination of closest prior art in general |
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| T 2101/12 3.5.06 24.01.18 | |
3. | Assessment of inventive step |
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3.1 | Treatment of technical and non-technical features |
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| T 2079/10 3.5.01 19.04.18 T 1082/13 3.5.01 31.01.19 T 817/16 3.5.07 10.01.19 | |
3.2 | Problem and solution approach when applied to "mixed" inventions |
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| T 144/11 3.5.01 14.08.18 | |
3.3 | Mental activities based on data visualisation |
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| T 489/14 3.5.07 22.02.19 | |
3.4 | Examples of lack of inventive step – selection from obvious alternatives |
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| T 1045/12 3.5.06 23.10.18 | |
II. | PATENT APPLICATION AND AMENDMENTS |
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A. | Claims |
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1. | Interpretation of ambiguous terms or confirmation of the text of a claim |
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| T 1409/16 3.3.06 19.04.18 | |
B. | Unity of invention |
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1. | Assessment of lack of unity and of requests for refund of further search fees in examination proceedings |
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| T 756/14 3.4.01 21.09.18 | |
C. | Sufficiency of disclosure |
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1. | Clarity and completeness of disclosure |
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1.1 | Parameters |
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| T 1845/14 3.3.03 08.11.18 T 54/17 3.5.01 16.08.18 | |
2. | Reproducibility without undue burden |
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2.1 | Occasional failure |
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| T 383/14 3.2.04 13.06.18 | |
3. | The requirement of sufficiency of disclosure in the biotechnology field |
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3.1 | Deposit of living material |
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| T 1338/12 3.3.08 14.12.18 | |
4. | The relationship between Article 83 and Article 84 EPC |
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4.1 | Article 83 EPC and clarity of claims |
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| T 250/15 3.2.05 20.07.18 T 1305/15 3.3.02 09.07.18 | |
5. | Evidence |
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| T 2340/12 3.4.01 15.03.18 | |
D. | Priority |
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1. | Right of priority of the applicant |
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| T 725/14 3.3.02 21.01.19 T 924/15 3.3.02 21.01.19 | |
2. | First application in respect of the invention |
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2.1 | Identity of invention |
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| T 1662/14 3.2.02 21.02.19 | |
3. | Multiple priorities or partial priority for one claim |
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3.1 | Application of G 1/15 in the jurisprudence of the boards |
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| T 437/14 3.3.09 17.10.16 | |
E. | Amendments |
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1. | Extension beyond the content of the application as filed – "US-style" dependencies |
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| T 1362/15 3.2.06 08.10.19 | |
2. | Disclaimers |
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2.1 | Accidental anticipation |
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| T 1218/14 3.3.02 08.02.19 | |
2.2 | Undisclosed disclaimer must not be related to the teaching of the invention |
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| G 1/16 18.12.17 T 660/14 3.2.06 09.01.18 T 437/14 3.3.09 12.03.19 | |
3. | Extension of the protection conferred |
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3.1 |
| |
| T 131/15 3.4.03 10.10.19 | |
3.2 | Replacement of drawings |
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| T 1360/13 3.2.02 21.09.18 | |
3.3 | Change of claim category |
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| T 1830/14 3.4.03 07.06.19 | |
F. | Divisional applications |
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1. | Request to postpone decision concerning the earlier European patent application |
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| T 592/15 3.3.05 26.11.18 | |
2. | Double patenting |
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2.1 | Referral decision |
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| T 318/14 3.3.01 07.02.19 | |
2.2 | Same subject-matter claimed |
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| T 2563/11 3.3.01 05.09.17 | |
III. | RULES COMMON TO ALL PROCEEDINGS BEFORE THE EPO |
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A. | The principle of the protection of legitimate expectations |
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1. | Knowledge of the relevant legal provisions and the case law |
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| T 590/18 3.2.08 04.07.18 | |
2. | Obligation to draw attention to easily remediable deficiencies |
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| T 703/19 3.2.08 07.08.19 | |
B. | Right to be heard |
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1. | Decision must demonstrably show that arguments were heard and considered |
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| T 655/13 3.5.04 18.06.18 | |
2. | No obligation to address each and every argument |
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| T 448/16 3.2.04 23.05.19 | |
3. | The requirement of a text agreed by the applicant |
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| T 1227/14 3.2.05 12.07.17 T 861/16 3.2.01 11.09.18 | |
C. | Oral proceedings |
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1. | Right to oral proceedings in examination, opposition and appeal proceedings |
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| G 2/19 16.07.19 | |
2. | Preparation of oral proceedings – fixing or changing the date for oral proceedings |
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| T 447/13 3.4.03 05.02.18 | |
D. | Time limits, further processing and interruption of proceedings |
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1. | Date of receipt of documents transmitted by fax |
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| T 858/18 3.5.02 20.05.19 T 2307/15 3.2.07 11.09.19 | |
2. | Interruption of proceedings because of insolvency (Rule 142(1)(b) EPC) |
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| T 54/17 3.5.01 16.08.18 T 1389/18 3.4.03 17.12.18 | |
E. | Re-establishment of rights |
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1. | Date the error ought to have been noticed is decisive |
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| T 198/16 3.5.04 20.03.18 | |
F. | Languages |
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1. | Derogations from the language of the proceedings in oral proceedings |
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| T 1895/13 3.5.01 17.01.19 | |
G. | Formal aspects of decisions of EPO departments |
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1. | Form of decisions |
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1.1 | Signatures on a decision under Rule 113 EPC |
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| J 16/17 3.1.01 12.07.18 | |
1.2 | Deficient reasoning insufficient for the purposes of Rule 111(2) EPC |
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| T 655/13 3.5.04 18.06.18 | |
H. | Inspection of files, European Patent Register and stay of proceedings |
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1. | Stay of proceedings under Rule 14(1) EPC |
|
| T 1473/13 3.5.04 24.01.19 | |
2. |
| |
| J 4/17 3.1.01 16.05.18 | |
I. | Intervention |
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1. | Admissibility |
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1.1 | National infringement proceedings |
|
| T 1746/15 3.2.07 13.11.17 T 439/17 3.4.03 07.05.19 | |
J. | Apportionment of costs |
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| T 280/15 3.2.04 07.03.19 T 2313/15 3.2.04 13.05.19 | |
K. | Notifications |
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1. | Notification by postal services |
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| T 1596/14 3.2.05 19.11.18 | |
IV. | PROCEEDINGS BEFORE THE DEPARTMENTS OF FIRST INSTANCE |
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A. | Examination procedure |
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1. | Decisions with no text submitted or agreed by the applicant (Article 113(2) EPC) |
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| T 2081/16 3.5.03 15.11.18 T 1003/19 3.3.05 30.08.19 | |
2. | Amendments and corrections requested according to Rule 71(6) EPC |
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| T 1567/17 3.5.04 13.02.18 | |
3. | Additional search necessary: limited discretion of the examining division |
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| T 1895/13 3.5.01 17.01.19 | |
B. | Opposition procedure |
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1. | Filing and admissibility requirements – sufficient substantiation of grounds for opposition |
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| T 623/18 3.5.06 07.01.19 T 2037/18 3.2.01 16.10.19 T 16/14 3.5.02 25.01.19 | |
2. | Late submission |
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2.1 | Concept of "in due time" |
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| T 1551/14 3.2.05 27.11.18 | |
2.2 | Exercise of discretion - prima facie relevance |
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| T 1525/17 3.2.01 23.05.19 | |
2.3 | New argument versus new chain of reasoning |
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| T 2053/13 3.3.01 05.04.18 | |
3. | Amendments in opposition proceedings |
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3.1 | Time frame for filing amendments – discretion of the opposition division |
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| T 802/17 3.2.06 05.10.18 T 368/16 3.3.06 06.05.19 T 688/16 3.2.04 22.07.19 | |
3.2 | Scope of examination of amendment |
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| T 1437/15 3.2.04 04.03.19 | |
V. | PROCEEDINGS BEFORE THE BOARDS OF APPEAL |
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A. | Appeal procedure |
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1. | Filing and admissibility of the appeal |
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1.1 | Party adversely affected (Article 107 EPC) |
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| T 611/15 3.5.02 10.10.17 | |
1.2 | Appeal filed within the time limit – correction of error |
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| T 317/19 3.5.04 22.10.19 | |
1.3 | Statement of grounds of appeal |
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1.3.1 | Content of the statement of grounds of appeal |
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| T 1904/14 3.5.02 04.07.19 | |
1.3.2 | References to submissions made at first instance |
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| T 16/14 3.5.02 25.01.19 | |
2. | Facts under examination – applying Article 114 EPC in appeal proceedings |
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2.1 | Fresh ground for opposition on appeal |
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| T 184/17 3.2.04 23.10.19 | |
2.2 | The board need not examine facts of its own motion |
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| T 2501/11 3.5.01 10.10.17 | |
3. | Review of first-instance discretionary decisions |
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3.1 | Submissions admitted at first instance – part of the appeal proceedings |
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| T 1227/14 3.2.05 12.07.17 T 1525/17 3.2.01 23.05.19 | |
4. | New submissions on appeal |
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4.1 | Amendments after arrangement of the oral proceedings |
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| T 156/15 3.3.07 27.02.18 T 656/16 3.2.04 06.12.18 | |
4.2 | Communication of a board of appeal |
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| T 2072/16 3.5.05 03.07.19 | |
4.3 | Late submission of new arguments, objections and lines of attack in appeal proceedings |
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| T 1914/12 3.2.05 13.06.18 T 47/18 3.3.05 06.02.19 T 603/14 3.5.02 04.09.19 | |
4.4 | Article 12(4) RPBA 2007 |
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4.4.1 | Broadening of claims considered by the opposition division |
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| T 1719/13 3.3.05 14.11.17 T 1467/13 3.2.04 06.06.18 | |
4.4.2 | Resubmission of requests withdrawn at opposition stage |
|
| T 52/15 3.3.09 04.04.19 T 1695/14 3.5.02 17.07.19 | |
4.5 | Converging or diverging versions of claims |
|
| T 1280/14 3.2.05 23.03.18 | |
5. | Reimbursement of appeal fees |
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5.1 | Appeal deemed not to have been filed or inadmissible appeal |
|
| G 1/18 18.07.19 | |
5.2 | Violation must be of a procedural nature |
|
| T 683/14 3.5.04 04.12.18 | |
5.3 | Error of judgement by a department of first instance |
|
| T 658/12 3.5.01 18.10.18 | |
5.4 | Excessive length of proceedings |
|
| T 2340/13 3.5.03 29.05.18 T 2707/16 3.5.07 11.12.18 T 2377/17 3.5.07 03.12.18 T 2699/17 3.2.08 22.01.19 | |
5.5 | Violation of the principle of the protection of legitimate expectations |
|
| T 613/14 3.3.02 11.01.19 | |
5.6 | Withdrawal of appeal under Rule 103(2) EPC |
|
| T 265/14 3.3.05 03.07.18 | |
B. | Proceedings before the Enlarged Board of Appeal |
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1. | Article 112a(1) EPC – adversely affected party entitled to file a petition for review |
|
| R 4/18 10.10.18 | |
2. | Time limit for filing a petition for review |
|
| R 1/18 30.09.19 | |
3. | No opportunity to comment, surprising reasons |
|
| R 6/18 20.02.19 | |
4. | Article 112a(2)(a) EPC – alleged breach of Article 24 EPC |
|
| R 3/16 06.10.17 | |
5. | Article 112a(2)(c) EPC – alleged fundamental violation of Article 113 EPC |
|
| R 8/16 10.07.17 | |
6. | No right to a further hearing at first instance |
|
| R 7/16 10.07.17 | |
7. | Successful petitions under Article 112a(2)(c) EPC |
|
| R 4/17 29.01.18 |